- Research article
- Open Access
- Open Peer Review
Extreme weather events in developing countries and related injuries and mental health disorders - a systematic review
BMC Public Healthvolume 16, Article number: 1020 (2016)
Due to climate change, extreme weather events have an incremental impact on human health. Injuries and mental health disorders are a particular burden of disease, which is broadly investigated in high income countries. Most distressed populations are, however, those in developing countries. Therefore, this study investigates mental and physical health impacts arising from extreme weather events in these populations.
Post-traumatic Stress Disorder (PTSD), injury [primary outcomes], anxiety and depressive disorders [secondary outcomes], caused by weather extremes were systematically analyzed in people of developing countries. A systematic review of observational studies was conducted searching six databases, complemented by hand search, and utilizing two search engines. Review processing was done independently by two reviewers. Prevalence rates were analyzed in a pre/post design; an additional semi-structured search was conducted, to provide reference data for studies not incorporating reference values.
All 17 identified studies (70,842 individuals) indicate a disease increase, compared to the reference data. Increase ranges from 0.7–52.6 % for PTSD, and from 0.3–37.3 % for injury. No studies on droughts and heatwaves were identified. All studies were conducted in South America and Asia.
There is an increased burden of psychological diseases and injury. This finding needs to be incorporated into activities of prevention, preparedness and general health care of those developing countries increasingly experiencing extreme weather events. There is also a gap in research in Africa (in quantity and quality) of studies in this field and a predominant heterogeneity of health assessment tools.
PROSPERO registration no.: CRD42014009109
Weather related issues, most of all climate change, have risen to the top of the international environment agenda in the last decades. Sea level rise and weather phenomena are of increasing research interest. The intersections of weather extremes and health are not investigated in depth, particularly not in developing countries. There, about 32 million people fled their homes, just in 2012, because of extreme weather events . People in developing countries carry a double burden of deprivation since they are more vulnerable to the effects of environmental degradation plus they have to cope with the threat to their immediate environment and health.
The Intergovernmental Panel on Climate Change defines weather extremes as abnormal events which, in comparison to similar events, differ in average and have a very irregular period of repetition . Climate change increases the likelihood of extreme weather events which have more than doubled in the past decades . Floods, droughts, storms, and heatwaves are the events the leading literature refers to as the most common and most important disasters [3–5]. Post-disaster research has widely been conducted in Western populations. Very little research has been done on developing countries. Even though data on injury might be comparatively easily obtained and monitored, e.g. via death statistics or hospitalization rates, there still remains a huge shortcoming in the current state of research in this field [4, 8]. Furthermore, several other publications highlight the research gap on post disaster mental health outcomes, like anxiety and depression disorders [4, 6–8, 24]. These are expected to induce a severe burden of disease; they are assumed to be potentially large but under-examined, underestimated and not adequately monitored.
This long-term psychological morbidity is reported to be one of the main adverse effect of weather disasters . The mental health situation may also be directly connected to the event, as in PTSD. This shift from initial impacts of the emergency to the phase of dealing with long-term health issues needs to be analyzed carefully.
Against this background this study’s leading research question is: How is the mental and physical health status of people in developing countries affected by extreme weather events?
This study closely adheres to the reporting guideline for systematic reviews (PRISMA), its’ protocol was a priori registered (26.03.2014; PROSPERO) . A completed PRISMA checklist is provided as a supplementary file (see Additional file 1).
Eligibility is defined by using the PICOS scheme.
The study populations are countries with low, medium, and high human development derived from the 2013 Human Development Report . The Human Development Index (HDI) is a comparative measure which all countries fall into four development categories. The term “developing countries” is used throughout this study for the three lowest included HDI categories.
Flood, drought, storm and heatwave are eligible exposures. The definitions are derived from the American Meteorological Society’s glossary .
People in developing countries who did not experience extreme events are the comparison group; alternatively population data from prior to the event are used.
Eligible for this analysis are observational studies, comprising case control, cohort and cross-sectional studies. Only published studies are included.
No start was set for the search, it ended in April 2014. Languages included are limited to English and German.
The included studies were identified by searching electronic databases, hand searching reference lists and relevant journals, plus consulting two search engines. The search was applied to Medline and Embase via Ovid, as well as Web of Science (Core Collection) and PsycINFO via EBSCOhost. CAB Direct was searched directly and PILOTS via ProQuest. Hand search was conducted in Global Environmental Change (Elsevier) and Climatic Change (Springer Link). Google Scholar and the WHO’s Virtual Health Library (VHL) were searched.
An initial search strategy was developed for Medline (see Additional file 2) and adapted for the other databases (according to each data basis’ individual search requirements). This search string was developed by identifying study protocols from the Cochrane Database of Systematic Reviews; each search string sequence was supported by a published protocol on an equivalent topic. For example, for the population, defined as people living in developing countries, an applicable protocol was identified . That protocol’s search strings section on developing countries served as basis for designing the search string, and so forth. The sequence of extreme weather events was developed and pre-tested by the authors. Search filter for observational studies were adopted from SIGN .
Study selection process
The selected sources were searched and duplicates removed. The screening of titles and abstracts was performed in a double blinded manner (ER, KK). The inter-rater agreement was pre-tested on 50 studies, with no disagreement (k = 1; percentage agreement = 100 %) with the software R (packages irr and psych). The assessment of eligibility and the full-text screening were independently conducted (ER, KK).
Data items and collection process
Data collection forms were pilot-tested and refined. Data items were harmonized with the recommended checklist . Information was excerpted on: eligibility, method, participants and setting, exposure, outcomes, results, and other information. Data were extracted in duplicate (ER, KK).
Risk of bias in individual studies
To ascertain validity of each eligible observational study two reviewers (ER, KK) independently determined the selection of the study population and comparability as well as the exposure (for case control studies) or the outcome (for cohort and cross sectional studies). Risk of bias was assessed by using the Newcastle - Ottawa Quality Assessment Scale (NOS) which is provided for case control and cohort studies . The scale for cross sectional studies was derived from an analysis by Herzog et al. . Rating rules were set a priori and the assessment pre-tested on one study of each included study design. For example, a sample size was rated as “not justified”, if less than 100 individuals were included, and the non-responder analysis was judged to be “satisfactory”, if the response-rate reached at least 80 %. Accordingly, the study quality is presented by means of the overall risk of bias in percentages.
Primary outcome measures are 12-month prevalence rates, which are presented tabularly. To compare and interpret post-disaster prevalence rates, reference data (if not reported) were additionally searched, covering relevant WHO sources [19, 20]. Search terms were the outcome, year and country. This pre/post analysis is visualized in histograms according to each outcome. Additionally, the global prevalence rates are reported. Different study types are not combined, but differences between results compared. Different disaster types and the findings in children and adults are not combined, as recommended [21, 22].
Synthesis of the results
As stated a-priori in the review’s study protocol, a meta-analysis may be conducted, if feasible. However, comparators, time points, and measuring tools vary strongly throughout the studies, revealing a high degree of study heterogeneity. Therefore, the requirements for conducting a meta-analysis  are not fulfilled and thus not indicated for this review. The analysis of the included studies is conducted in a descriptive and comparative way.
The search was conducted and duplicates removed, 927 reports remained (Fig. 1). The screening process was pre-tested and conducted independently (ER, KK). The inter-rater reliability of the title/abstract screening displays excellent agreement (k = 0.85; percentage agreement: 99.1 %) . 38 studies were carried on for full-text screening; subsequently 21 studies were excluded for not meeting the inclusion criteria.
For each of the 17 included studies characterizing data were extracted (ER) and checked (KK) (Table 1).
A total of 70,842 individuals are included. Six studies reported events in South America; the majority is from Asia (eleven studies). No reports from Africa were identified.
Forty three thousand one hundred eighty nine individuals experienced a storm (tropical cyclone, hurricane, tornado, snowstorm). 27,653 individuals experienced floods. No reports on heatwaves and droughts were identified.
Twenty-nine different assessment tools were used and the time points of measuring reached from a few days up to two years post-disaster. Data were acquired via clinical examination, interview, and questionnaire.
Only four studies reported a comparison group. Another two of the 17 studies compared the prevalence rates with pre-existing data. Three studies analyzed rates in populations exposed to different extent (low/medium/high or low/high). Seven studies exclusively reported prevalence rates of one exposed group and one study developed a prediction model.
Risk of bias within studies
The assessment tool NOS is interpreted both as checklist and as scale . It was independently applied (ER, KK) with near-perfect inter-rater agreement (k = 0.86; percentage agreement: 91 %) . Accordingly the study quality is visualized (Figs. 2 and 3). In using NOS as the checklist the categories: selection, comparability, and outcome were assessed.
Effects of the exposure
PTSD post-disaster prevalence rates are presented in Table 2. For nine studies no reference data were identified, thus the global prevalence rate (0.37 % ) is reported (Fig. 4). Each of the ten studies report an increase in PTSD compared to the global rate.
The applied instruments covered two disaster-specific ones (Harvard Trauma Questionnaire (HTQ), Impact of Event Scale (IES)) and some that do not link psychiatric symptoms to an experienced event (e.g. Self-Reporting Questionnaire (SRQ), Composite International Diagnostic Interview Schedule (CIDI)); two child-specific instruments were applied (Child Posttraumatic Stress Reaction Index (CPTS-RI (CPTS-RI) and Clinical examination & Mini international Neuropsychiatric Interview for children/adolescents (MINI-KID)) (Table 2).
Several studies additionally investigated predictive and risk factors for PTSD. These were: prior traumatic events or mental health problems [24–29], high disaster exposure [24, 25, 28, 30], death of a relative or witnessing someone die [25–27, 30], low or no education [26–28, 30], female sex [26–28], and destruction of the house [26, 30].
Injury prevalence rates were assessed (Table 3) and compared to the reference data. Each of the six studies that investigated injuries indicates an increase in the individual prevalence rates (Fig. 5).
Two studies investigated the following risk factors for being injured during an extreme event: age above 45 years, female sex [31, 32], being outdoors, destruction of the house, tin construction materials .
Depressive disorder prevalence rates (Table 5) differed throughout the studies and the global prevalence rate (2.6 % ) is additionally reported. All identified post-disaster rates were higher compared to the one in the non-exposed (Fig. 7).
Four studies additionally investigated factors that contributed to the risk of suffering from depressive disorder. They identified a poor health status, prior traumatic events, high exposure , female sex [24, 34], death of family member , damage to the house or valuables, starving, seeing dead bodies and unemployment .
Disaster experiences are stressors, e.g. loss of a child, seeing a person getting injured or die. Most of the included studies describe those losses. Caldera et al. reported the death of 2000 Nicaraguans during a hurricane and the homelessness of more than 10,000 ; Huang et al. reported the death of 4150 and the displacement of more than 18 million people during a flood in China . Rubonis & Bickmann, in reviewing 39 disaster studies, found that the global rate of psychopathology increased by approximately 17 % . They found that psychological morbidity tends to affect 30–40 % of the disaster population within the first year. Two years after the event this level decreases but a persistent burden of disease was expected to remain chronicized.
The identified PTSD prevalence rates ranged from 2.6 %  after a typhoon in Vietnam up to 90 %  in students of the most severely affected Nicaraguan city. Possible reasons for this span are the variety in instruments, time points of measuring, included populations, disaster type, and study characteristics. The unidirectional elevation indicates that there is a true effect (PTSD increase). Especially for PTSD very few reference data were available. This deficiency was met by introducing the global prevalence rate in order to interpret the findings. This rate must be interpreted carefully, since it is a weighed and global measure.
Furthermore, the assessment tools must be compared cautiously. A post-traumatic reaction (like PTSD) is evidently accessed via instruments that explicitly refer to the disaster as stressor (e.g. IES). Several studies applied other instruments (e.g. SRQ) where the stressor is not assessed. Additionally, most assessment tools have been developed in a Western context. Also, the cultural fit of those more Western diagnoses might not necessarily apply for cultures of low income countries [24, 36].
The highest injury rates were reported after storms in Grenada and China (35.7 and 37.9 %). The Grenadian report is based on the analysis of hospital records of less than 200 patients which raises the possibility of a sample selection bias. The report from China comprised more than 3000 individuals; the study was conducted a few days after the disaster had occurred. The study reporting the lowest injury rate (1.7 %) was conducted in infants (9–24 months) in Jamaica, 1988 .
The highest post-disaster rate identified in this review (84 %) (after a cyclone in Sri Lanka in 1978 ) might be explained by several aspects: early elevation of data (one month post-disaster), and the old age of the study - the assessment tools might be more accurate nowadays. The lowest reported post-disaster rate indicated a slight decline (pre/post difference: −0.4 %) (after a typhoon in Vietnam in 2006 ). There are several explanations: the study scored the lowest rates in each investigated outcome (PTSD, Major Depressive Disorder (MDD), General Anxiety Disorder (GAD)) compared to the other studies, and the described storm was not as devastating as the other disasters. An indicator for this is the low number of deaths (72), compared to 10,000 deaths during cyclone in India and 4150 during a flood in China. Additionally, the local infrastructures might differ, here it was reported that a successful evacuation took place.
Depression rates ranged from 5.9 % (after the typhoon in Vietnam in 2006 ) to 81 % (after a Hurricane 1998 in Nicaragua ). The latter high rate might be caused by the fact that this study exclusively investigated students (who are more vulnerable ); by the stratification of three unequally stricken regions (other studies might not have assessed the most severely affected regions); and by the severity of the disaster claiming 4000 deaths, 500,000 displacements, and generally affecting more than two million people.
Research in developing countries
Compared to high income countries, there is only a small amount of studies conducted in the global South. Very little of this research is on extreme weather events and particularly little on psychopathology . The methodological insufficiencies of the current disaster literature from these countries include that sample selection is often not conducted in a representative manner and that there are no comparison groups .
There is a general lack of data in these countries so that in many cases health and mortality is described to be accessed via self-reporting . Relying on self-reported health measures and merely pre-disaster information is a major limitation. Conservatively seen, several included measures do describe the subjective health rather than verified morbidity. Disaster studies are mostly conducted under extremely difficult conditions; there is no ideal setting for undertaking such study. The affected area is usually wide-ranging, the exposure is distributed unevenly, and some parts are most likely not accessible. The target population is disaster-stricken and might not be willing or able to answer comprehensive questionnaires.
Additionally, several assessment and measuring tools have been developed and validated in a Western context and might not ideally reflect the burden of disease in the less developed parts of the world [24, 36]. Thus the cultural fit of those more Western diagnoses might not necessarily apply for cultures of low income countries and the comparison to global PTSD rates should be interpreted with caution. There is a need to identify individual predictors that are culture specific as e.g. a PTSD diagnosis is criticized for not having cross–cultural validity . No disaster on the African continent was identified, although, numerous disasters did occur there (Table 6) . One reason for this under-reporting might be poverty. Most African countries are found in the lowest HDI category. Poverty is connected to weak local infrastructure (e.g. education, health services) and therefore very little data are accumulated . This is supported by the fact that only two included studies are from countries of low human development.
Neither studies on droughts nor heatwaves were identified. Most of the heat-related disasters occur in Africa . Additionally, heatwaves and droughts are creeping processes - it is hard to identify the beginning, end and thus to collect data.
The growing number of extreme weather events leads to an increase in displacement, as reported in most included studies. Reasons for climate related migration have increased in the past decade . The escape of individuals from their home country due to environmental disturbances is not yet embraced by the leading definition of a refugee provided by the UN High Commissioner for Refugees.
Strengths and limitations of this review
The non-feasibility of conducting a meta-analysis results from the strong study heterogeneity. The search was limited to published articles and a number of selected sources. Prospective investigations might also search leading documents of e.g. UNFCCC or IPCC and grey literature in order to address the under-reporting from African countries and that of droughts and heatwaves.
The main strengths are the broad and effective search strategy as well as the work of two independent reviewers and their excellent level of agreement. Another strong point is the total of 70,842 included individuals and the overall moderate study quality. Even though there is much variation within the prevalence rates, a consistent increase in outcomes is found.
Further gain in knowledge is: the confirmation of an under-reporting of certain disaster types and from certain regions, and a strong heterogeneity in measuring mental health outcomes.
Implications for practice
Public Health decision makers are encouraged to both act now and address adaptation strategies in the long run. These should encompass: the establishment of strong health infrastructures, empowering communities to achieve effective disease surveillance, acquisitions and training of extra personnel, and implementation of disaster communication infrastructure. Guidelines of global health organizations (e.g. of WHO’s Inter-Agency Standing Committee) should be emphasized. In order to sustainably meet the needs of disaster affected populations, the detection of regions with increased risk, outlining of roles that actors will play in case of an emergency, training of responders, and the identification of vulnerabilities should be enhanced. Preparedness also includes the solid (re-)construction of health care facilities, infrastructure, as well as water and sanitation systems in which cultural and gender aspects should be carefully considered.
Implications for decision makers
Previously, legal acts have been developed after disasters occurred in order to prevent repetitive harm. Several codes of conduct have been established which are, however, non-binding and therefore weak. The international community should aim at developing and adhering to measures that are preventive, fair, and future-oriented. Decision makers at country and regional level should encourage the improvement of mental health care infrastructure. Most countries are dependent on external assistance to meet post-disaster health needs. Due to national or ethical strife towards neighboring countries, conflicting political interests or poor coordination, many disasters have not been successfully dealt with. External support often does not match the local need which is especially true for the existing national mental health care systems, which do not meet the demand of post-disaster mental health problems. Thus, recommendations for required international assistance include, that assistance should involve partners who work in ways that are complementary to each other, engage the affected community, plus be evidence-based and transparent.
This review shows that the growing number of extreme weather events also leads to an increase in displacement of thousands of individuals. A range of additional health issues are associated with dislocation. Currently, about 51.2 million people worldwide are displaced, approximately 86 % find refuge in developing countries . Many of them have not been able to return to their home countries for decades. The number of involuntary migrants is expected to increase and hence, requires a human rights-based response. This should include the development of adjustment instruments which should also incorporate financing plans both at national level as well as on behalf of the international community, plus the provision of a refugee status for those who fled their country due to environmental damage.
Implications for research
There is the difficulty of establishing causation in a non-experimental design. Better health measures, stronger epidemiological designs, dose of exposure investigations, and follow-up assessments, providing long-term data are needed. Few databases on hazards and climate conditions have successfully been established (e.g. UNFCCC Local coping strategies database) and should expand. Overall, the collection of data (as the basis for scientific output) and the establishment of disease monitoring and early warning systems is encouraged, with the latter two being also of great importance for decision makers.
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The authors thank Stefan Rataj, Benjamin Haase, Alexander Zahn, Toni Lange, Andrea Pfennig and Jochen Schmitt for the support in conducting this study.
Availability of data and materials
ER participated in the design of the project, performed reviews of the observational studies that were found by searching databases and performing hand search, led the study and drafted the paper. KK served as the second reviewer and revised subsequent drafts of the paper. SGN participated in the study design and analysis, and revised subsequent drafts of the manuscript. All authors read and approved the final manuscript.
The authors declare that they have no competing interests. They have not received any funding or benefits to conduct this study.
Consent for publication
Ethics approval and consent to participate
Ethics approval was not required as the study did not collect new data, but was systematically summarizing and comparing already published data.