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Mortality among tuberculosis patients under DOTS programme: a historical cohort study
© The Author(s). 2016
Received: 26 September 2015
Accepted: 19 August 2016
Published: 25 August 2016
In high human immunodeficiency virus (HIV) prevalence population, tuberculosis (TB) is the leading cause of morbidity and mortality. HIV is driving the TB epidemic in many countries, especially those in sub-Saharan Africa. We assessed the survival time and predictors of mortality among tuberculosis patients under directly observed treatment, short course (DOTS) strategy in Dessie Referral Hospital tuberculosis clinic, Northeast Ethiopia.
A historical cohort design was utilized to assess survival time and determinants of mortality. A total of 1260 records of patients who started ant-tuberculosis treatment from January 2006 up to December 2010 were analyzed. Survival curves were estimated using Kaplan–Meier and were compared using the Log-rank test. The Cox proportional hazard model was used to assess the relationship between baseline variables and mortality.
Out of the 1260 registered patients, 117 (9.3 %) died over the entire follow-up period. Among those died, 113 (18 %) were HIV positive and 4 (0.6 %) were HIV negative. The 1260 patients contributed a cumulative total of 634.25 person‑years observation.
The mortality of HIV positive tuberculosis patients was higher than those of HIV negative patients and the use of cotrimoxazole preventive therapy increased the survival time of patients.
Tuberculosis (TB) remains a major global health problem. It causes ill-health among millions of people each year and ranks as the second leading cause of death from an infectious disease worldwide, after HIV. In 2014, 6 million new cases of TB were reported to the World Health Organization (WHO) and TB killed 1.5 million people (1.1 million HIV-negative and 0.4 million HIV-positive). Despite the fact that nearly all cases can be cured, TB remains one of the world’s biggest threats . The synergy between TB and HIV is strong; in high HIV prevalence population, TB is a leading cause of morbidity and mortality, and HIV is driving the TB epidemic in many countries, especially those in sub-Saharan Africa .
Ethiopia is one of the 22 high burden countries and TB remains one of the leading causes of mortality. According to the 2014 WHO report, the prevalence and incidence of all forms of TB are 211 and 224 per 100,000 of the population, respectively. Excluding HIV related deaths, in 2013 TB mortality was estimated to be 32 per 100,000 of the population. About 13 % of all new TB cases are also HIV co-infected. Moreover, Ethiopia is one of the high TB/HIV burden countries. Among TB patients with known HIV status, about 11 % were HIV co-infected .
In Ethiopia a standardized TB prevention and control programme, incorporating Directly Observed Treatment, Short Course (DOTS), was started in 1992. The DOTS strategy has been subsequently scaled up in the country and implemented at national level . The scale of the global TB epidemic demands urgent and effective action. It is very important in TB control to detect the disease as early as possible and to ensure that those diagnosed complete their treatment and get cured .
In 1995, WHO set a target of 85 % treatment success among new sputum smear-positive cases . Identification of factors for treatment failure is important in reducing TB spread, morbidity and mortality in affected individuals and may help in contributing to the achievement of the treatment targets.
Understanding the predictors of mortality for TB-HIV co-infected patients in the local context is critical for Ethiopia to improve TB-HIV co-infected patients’ co-management. The survival time of TB patients can be affected by different factors. Studies showed that antiretroviral therapy (ART) status, cotrimoxazole preventive therapy (CPT) status and type of TB diagnosis were independent predictors of mortality. Initiation of ART and CPT as well as extra pulmonary TB type decreased risk of mortality in TB/HIV co-infected individuals . In resource-poor settings limited data exist both on treatment results and on how to carry out such interventions. As a result, the existing treatment guidelines and recommendations are based on data from the developed world. Studying the survival patterns will help in identifying the risk factors for mortality in these patients and planning effective interventions to further reduce death rates. Therefore, the aim of this study was to assess the survival time and predictors of mortality among TB patients under DOTS strategy in Dessie Referral Hospital (DRH) TB clinic, Northeast Ethiopia.
The study was conducted in DRH TB clinic, Northeast Ethiopia from January 1–30, 2014. DRH has a catchment population of seven million and has a total bed size of 200 with 185 health professionals (13 specialists, 14 general practitioners, 3 health officers, 6 anesthetists, 99 nurses, 12 midwifes, 12 pharmacy professionals, 12 medical laboratory professionals, 5 X-ray technicians and 2 environmental health professionals. The TB clinic is one of the hospital segments serving 300 patients on average per annum.
A historical cohort design was utilized to assess survival time and predictors mortality. Based on HIV status, TB patients was categorized into “HIV positive” and “HIV negative” cohorts and were retrospectively followed until the time of the outcome (death) or censoring. Survival time was measured from the date of initiation of therapy to death or to the last follow-up. Individuals who died were considered as failures, those who remained alive until the end of the treatment or dropped out were considered as censored. A total of 1260 out of 1375 patient record cards of TB patients who started ant-TB treatment from January 2006 up to December 2010 in DRH TB clinic were included and retrospectively followed for an additional one year.
The independent variables were age, sex, residence, baseline weight, HIV status, type of TB, and CPT. The outcome variable was survival time.
Structured questionnaire developed using standardized TB entry and follow up form employed by the TB clinic was utilized to extract the required data from patient records. The data was collected by reviewing registers, follow up form and patients’ card. Two nurses working at the TB clinic of DRH were recruited and trained about methods of data collection for two days. Data quality was controlled by designing the proper data collection materials and through continuous supervision. All completed data collection forms were examined for completeness and consistency during data management and analysis. The data was entered and cleaned by a data clerk and the principal investigator before analysis.
The survival time was calculated using the time interval between the date of anti-TB initiation and the date of event (death) or censoring. The Kaplan-Meier model was used to estimate the survival probability after anti-TB initiation, and the Log-rank test was used to compare survival curves. The Cox proportional hazard model was used to assess the relationship between baseline variables and mortality. Descriptive statistics and Cox regression were conducted using SPSS version 16.
Ethical clearance was obtained from College of Medicine and Health Sciences, Wollo University Institutional Review Committee (IRC), and permission was sought from DRH.
Demographic and clinical characteristics
Baseline characteristics of TB patients treated at DRH from January 2006 – December 2010
Positive (n = 629)
Negative (n = 631)
Type of TB
Survival status of the study subjects
Predictors of mortality
Predictors of mortality among TB patients treated at DRH from January 2006 – December 2010
Adjusted hazard ratio (95 % CI)
2.360 (1.518, 3.671)a
1.317 (0.629, 2.755)
0.335 (0.156, 0.722)a
1.029 (0.442, 2.394)
1.687 (0.649, 4.385)
4.230 (2.508, 7.136)a
0.000 (0.000, 0.000)
1.103 (0.420, 2.894)
0.811 (0.332, 1.980)
0.389 (0.178, 0.851)a
0.010 (0.003, 0.027)a
0.234 (0.145, 0.377)a
0.694 (0.414, 1.163)
Type of TB
0.417 (0.207, 0.837)a
1.149 (0.595, 2.222)
0.438 (0.191, 1.005)
WHO defines TB mortality as the number of TB cases dying during treatment, regardless of the cause. Death caused by TB is preventable and management can be modified at the time of highest risk for death if known . It is now recognized that both TB and HIV contribute to each other’s progress. Patients co-infected with TB and HIV have higher mortality rates in comparison with those infected with one or the other. In several case series, the main predictor for survival was the prompt initiation of effective anti-tuberculosis treatment, ART, CD4 count, site of the disease, and other previous or concurrent opportunistic infections caused by immunosuppression [7–9].
Of the 1260 registered patients, 117 (9.3 %) died over the entire follow-up period. The mortality in our study was higher than the report in Addis Ababa, Ethiopia  and the nationwide mortality in Ethiopia , but lower than those reported in previous studies including 10.0 % in Gondar, Ethiopia , and 14 % in Vaud County, Switzerland . Similarly, the study has demonstrated significant difference on the prevalence of death between HIV positive and HIV negative TB patients. Of 629 HIV positive and 631 HIV negative TB patients, 113 (18 %) of the HIV positive and 4 (0.6 %) of the HIV negative died. Similar to the current study, previous studies  reported higher overall death rates among HIV positive TB patients than HIV negative TB patients.
HIV infection is the primary reason for the failure to meet tuberculosis control targets (at least 85 % cure rate among new sputum smear positive TB cases) in countries with high HIV infection. This is attributable to factors such as over diagnosis of sputum smear negative TB, under diagnosis of sputum smear-positive TB, low cure rates, high morbidity, mortality and default rates during treatment, and atypical clinical presentation of TB in HIV infected patients. Consequently, HIV infection leads to diagnostic challenges and delays in identifying TB that profoundly impacts treatment outcome .
The relationship between the main baseline variables and the risk of death was analyzed using a Cox proportional hazard regression model. In our study not initiating CPT was associated with high risk of mortality. In line with this, studies from Northwest Ethiopia  South India  and Sub-Saharan Africa  showed that not taking CPT was significantly associated with mortality. CPT is a simple well tolerated and cost effective intervention which can extend and improve the quality of life for people living with HIV/AIDS including those on ART. CPT is associated with a 25–46 % reduction in mortality among individuals infected with HIV in sub-Saharan Africa even in areas of high bacterial resistance to the antibiotic [17, 18].
Previous studies found that TB-HIV co-infected patients who took ART during TB treatment had a lower risk of death. They also demonstrate the positive impact of ART on the survival outcomes among TB-HIV co-infected patients, including successful immune restoration and reductions in morbidity and mortality [5, 19]. In our study we did not find any significant difference in mortality between the on ART and non-ART cohorts, which is in agreement with previous studies . This might be associated with delayed initiation of ART. The optimal time to initiate ART in patients with HIV-associated tuberculosis has been the subject of intense debate. Concerns about early initiation of ART include a high pill burden, pharmacological interactions, overlapping toxicities and the immune reconstitution inflammatory syndrome (IRIS) . Conversely, delayed initiation of ART may be associated with HIV disease progression and death . Previous retrospective studies [22, 23] showed that delaying ART initiation until after completion of TB therapy was associated with increased mortality.
Previous TB treatment and multiple drug‑resistant TB (MDR‑TB) are considered significant risk factors for decease. It is known that patients previously treated for TB have a higher risk of presenting MDR TB and of dying than new TB patients . There are also reports supporting the idea that failure or relapses were not associated with an increased risk of death . This study also adds to the literature that treatment category (new or retreatment) was not significantly associated with mortality in the adjusted model, this might be due to late presentation of patients to the hospital and advanced disease progress.
Our study was done retrospectively to find out the common risk factors associated with mortality that was considered one of the limitations of the survey. The data have been extracted from medical records of patients who have been already visited and registered at the hospital, so it may be subjected to selection bias. The other limitation of the survey was the fact that in many TB patients, multiple causes of death may act simultaneously, so the specific cause of death may not be determined accurately.
In summary, results from this study indicate that the mortality of HIV positive TB patients was higher than those of HIV negative TB patients and use of CPT can prolong the survival time of TB patients. The decrease in mortality among TB/HIV patients requires public health interventions and the enhancement of existing control programs to improve both prevention and treatment. Interventions should be directed at modifiable risk such as treatment of opportunistic infections.
We are very grateful to all members working in DRH TB clinic for their assistance in this study.
This research received no specific grant from any funding agency in the public, commercial or not-for-profit sectors.
Availability of data and materials
All data generated or analyzed during this study are included in this published article.
All have been involved in the design and conceptual framework of the study. BG worked on analyzing the data; YB was involved in drafting the manuscript, and the role of AM was crucial in data collection and manipulation. All the authors have read and approved the final manuscript.
The authors declare that they have no competing interests.
Consent for publication
Ethics approval and consent to participate
The study was approved by the Institutional Review Committee (IRC) of Wollo University.
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