Socioeconomic inequalities in non-communicable diseases and their risk factors: an overview of systematic reviews
BMC Public Health volume 15, Article number: 914 (2015)
Non-communicable diseases (NCDs) are the largest cause of premature death worldwide. Socioeconomic inequalities contribute to a disparity in the burden of NCDs among disadvantaged and advantaged populations in low (LIC), middle (MIC), and high income countries (HIC). We conducted an overview of systematic reviews to systematically and objectively assess the available evidence on socioeconomic inequalities in relation to morbidity and mortality of NCDs and their risk factors.
We searched PubMed, The Cochrane Library, EMBASE, SCOPUS, Global Health, and Business Source Complete for relevant systematic reviews published between 2003 and December 2013. Two authors independently screened abstracts and full-text publications and determined the risk of bias of the included systematic reviews.
We screened 3302 abstracts, 173 full-text publications and ultimately included 22 systematic reviews. Most reviews had major methodological shortcomings; however, our synthesis showed that having low socioeconomic status (SES) and/or living in low and middle income countries (LMIC) increased the risk of developing cardiovascular diseases (CVD), lung and gastric cancer, type 2 diabetes, and chronic obstructive pulmonary disease (COPD). Furthermore, low SES increased the risk of mortality from lung cancer, COPD, and reduced breast cancer survival in HIC. Reviews included here indicated that lower SES is a risk factor for obesity in HIC, but this association varied by SES measure. Early case fatalities of stroke were lower and survival of retinoblastoma was higher in MIC compared to LIC.
The current evidence supports an association between socioeconomic inequalities and NCDs and risk factors for NCDs. However, this evidence is incomplete and limited by the fairly low methodological quality of the systematic reviews, including shortcomings in the study selection and quality assessment process.
In 2012, non-communicable diseases (NCDs) were responsible for 38 million deaths globally . The main chronic diseases contributing to NCD deaths were cardiovascular diseases (CVD), cancers, diabetes, and respiratory diseases, including asthma and chronic obstructive pulmonary disease (COPD). NCDs have historically been considered a problem of high income countries (HIC); however, the proportion of morbidity caused by NCDs in low and middle income countries (LMIC) is increasing . Indeed, NCD mortality in LMIC now exceeds that of communicable diseases – with the exception of the African Region . Based on recent estimates, nearly three quarters of all NCD deaths (28 million) were recorded in LMIC, 82 % of which were premature .
Behavioural risk factors for NCDs are well established and operate in a similar manner in all regions of the world . The World Health Organization (WHO) has prioritised action on four risk factors that are shared among the four major NCDs: tobacco use, physical inactivity, the harmful use of alcohol, and unhealthy diets . Six million people are currently estimated to die annually from tobacco use, and more than half of the deaths occurring in LMIC . Likewise, physical inactivity caused 2.6 million deaths in LMIC and 0.6 million deaths in HIC. Harmful use of alcohol and unhealthy diets as measured by low fruit and vegetable consumption were also leading risk factors for mortality in middle income countries (MIC) and HIC .
Many studies have documented that lower socioeconomic status is associated with poorer health. Whilst this association is found in almost every country, the magnitude of inequality can be more pronounced in some countries than others [5, 6]. This is likely due to inequalities in living conditions more broadly that are generated by political, economic, social, and cultural factors . For example, data derived from the 2002 to 2004 World Health Survey across LMIC showed that persons with lower wealth or education levels had higher prevalence of angina pectoris, arthritis, asthma, depression and comorbidity, but lower prevalence of diabetes than persons with higher wealth or education levels. At the same time, wealth and education inequalities were greater in low income countries (LIC) than MIC .
The aim of this work was to produce an overview of evidence on socioeconomic inequalities in the 1) incidence and prevalence as well as 2) adverse outcomes of the four main NCDs, and 3) incidence and prevalence of their risk factors, both within HIC and LMIC, and among them. This evidence is particulary important in terms of determining and monitoring inequalities in the burden of these diseases, and their risk factors across social groups and income levels of countries. This report is the first to summarise evidence on this level. We aimed to clarify what is already known about inequalities in NCDs, assess the magnitude of the problem, and highlight gaps in the evidence in order to inform priority areas for future research.
We searched PubMed, The Cochrane Library, EMBASE, SCOPUS, Global Health, and Business Source Complete from 2003 until December 2013. We limited electronic searches to human populations, systematic reviews, and English, German or Italian language (based on the language capabilities of the review team). Additionally, we screened reference lists of related narrative reviews identified during the study selection process. The full search strategy is presented in Additional file 1.
Inclusion and exclusion criteria
We included only systematic reviews with a clear focus on inequality . The factors determining socioeconomic status that we considered were: education, occupation, income, insurance status, and other indirect SES measures such as housing condition or maternal marital status . We did not make any restrictions in the type of SES indicator, such as individual, household, neighbourhood or population level. We included systematic reviews on the following NCDs: CVD, cancers, type 2 diabetes, and chronic respiratory diseases (asthma and COPD), all of which account for the most NCD-related deaths globally . Eligible risk factors for NCDs included: tobacco use, alcohol consumption, and obesity. We excluded reviews on specific populations such as prisoners, pregnant women, or children with disabilities.
Two persons independently reviewed abstracts and full-text articles against our pre-specified eligibility criteria. They resolved any discrepancies through discussion or consultation with a third reviewer.
Data extraction and quality assessment
We extracted important information from included systematic reviews such as study populations, socioeconomic indicator, outcomes, and results. A second reviewer checked all abstracted data for completeness and accuracy.
To assess risk of bias (RoB) of systematic reviews, we used a modified version of the AMSTAR (A Measurement Tool to Assess Systematic Reviews)  appraisal tool. The tool consists of a 14-point checklist for the presence of a clearly defined research question, comprehensive and systematic literature search in multiple databases, dual and independent review and data abstraction of included studies, dual and independent assessment of quality of included studies, a clear definition of eligibility criteria, and, if a meta-analysis had been performed, an assessment of publication bias and testing, and an exploration of heterogeneity. We rated the reviews as low, unclear, or high RoB. Two independent reviewers assessed the RoB for each systematic review. Disagreements were resolved by discussion or by consulting a third reviewer.
In general terms, a review categorised as low RoB implies confidence that results represent true treatment effects. A review with unclear RoB is susceptible to some RoB but probably not enough to invalidate its results. A review assessed as high RoB has significant flaws of various types (e.g., stemming from serious errors in design, conduct, or analysis) that may invalidate its results.
Out of 3302 abstracts, we identified 22 eligible systematic reviews for this research question. Figure 1 documents the study selection process of this report. Half of included studies [10–20], however, received a high RoB rating, mostly due to a lack of duality in the study selection process and an omission of a quality assessment of included studies. We narratively synthesized all included studies by outcome and order of NCDs or risk factors in Tables 1, 2 and 3 and below. The full data abstraction tables including RoB explanations can be found in Additional files 2, 3 and 4.
Incidence or prevalence of non-communicable diseases
Overall, the evidence suggests that having low SES and/or living in LMIC increases the risk of CVD, lung and gastric cancer, type 2 diabetes, and COPD. We located a total of 14 systematic reviews [11, 15–18, 21–29] that investigated socioeconomic inequalities in relation to incidence or prevalence of NCDs. Seven of them looked for evidence on socioeconomic inequalities and CVDs [15–17, 21–24], four for inequalities in incidence or prevalence of different types of cancers [11, 25–27], another two for inequalities associated with diabetes risk [18, 28], and one for inequalities and chronic respiratory disease risk . Although data from LMIC was generally scarce, seven systematic reviews provided between country comparisons based on income level [16, 21, 22, 24, 26–28] (Table 1).
Whilst there are numerous systematic reviews on socioeconomic inequalities and CVD risk, all of them were fraught with some methodological shortcomings. We derived the best available evidence from three systematic reviews with an unclear RoB that focused on socioeconomic inequalities in incidence of stroke [23, 24] and acute myocardial infarction (MI) . We located four additional systematic reviews with high RoB that reported on the prevalence or incidence of CVD and subtypes of CVD such as peripheral artery disease (PAD) and stroke [15–17, 21].
The evidence evaluating associations between SES and CVD risk is fairly consistent. Kerr et al.  pooled data from 12 studies conducted mostly in HIC and found a higher risk of stroke incidence in the lowest SES group as compared to the highest SES group (Hazard ratio [HR] 1.31). This was supported by Sposato and Saposnik  who reported a significant correlation between lower country-level macro-socioeconomic status indicators and higher risk of stroke incidence. Similarly, the review by Manrique-Garcia et al.  showed an overall increased risk for acute MI among the lowest SES group for income (Risk ratio [RR] 1.71), occupation (RR 1.34) and education (RR 1.35). When analysed by country's income level, associations between low SES and higher risk of acute MI incidence were significant in HIC but not LMIC. However, the vast majority of the 70 included studies stemmed from HIC. This imbalance in favour of studies from HIC was also observed by Feigin et al. , who analysed stroke incidence for four study periods and two country income levels. Over the four study periods, age-adjusted stroke incidence rates in HIC significantly decreased by 42 % (163 to 94 per 100000 person-years), while those in LMIC more than doubled and exceeded the rate in HIC (52 to 117 per 100000 person-years).
The three systematic reviews with high RoB largely support the findings from the three other systematic reviews or report similar results for other CVD subtypes [15–17]. However, the results from two systematic reviews on childhood socioeconomic inequalities and adult risk of CVD were mixed [15, 17]; the observed inverse associations were often attenuated or disappeared when adjusting for CVD risk factors or adult SES .
We identified four systematic reviews on socioeconomic inequalities and cancer incidence, with two of them reporting on lung cancer [25, 26], one on gastric cancer , and another one on childhood leukaemia . However, three of these reviews had an unclear RoB [25–27] and one a high RoB .
The systematic review of 64 studies by Sidorchuk et al.  constitutes the most comprehensive data collection on SES and lung cancer incidence to date. In their meta-analyses (adjusted for smoking), they found a statistically significant 1.37 (income) to 1.61 (education) higher RR for lung cancer in groups of low SES than those of high SES. The systematic review by Slatore et al.  of two studies on insurance status and risk of lung cancer in the US showed conflicting results.
The evidence base for SES and gastric cancer incidence is limited to an unclear-RoB systematic review encompassing 36 studies from MIC and HIC . Its meta-analyses yielded results that are largely consistent with those on lung cancer; the pooled Relative Index of Inequality (RII) ranged from 2.97 (education) to 4.33 (occupation) for risk of developing gastric cancer in individuals from the lowest as compared to the highest SES group. Subgroup analysis at country income level showed mixed results, which might be explained by the uneven distribution of studies across country income level and SES indicators.
One systematic review (high RoB) on SES inequalities in relation to childhood leukaemia incidence found heterogeneous results and therefore no clear evidence to support an association .
Type 2 diabetes
For this outcome we located two systematic reviews. One review rated as unclear RoB and investigated associations between type 2 diabetes incidence and SES globally and subdivided by country income level . Agardh et al.  pooled data from 23 studies and found an increased risk of type 2 diabetes for individuals in the lowest strata of education (RR 1.41), occupation (RR 1.31), and income (RR 1.40) as compared with individuals in the highest strata. Although the majority of studies were from HIC, subgroup analyses based on income level of countries supported the results in that the effect was consistent across LIC, MIC and HIC. The other systematic review was of high RoB and focused on childhood SES and risk for type 2 diabetes in HIC . Six out of ten studies included in the systematic review by Tamayo et al.  indicate an association between childhood socioeconomic inequalities and risk of type 2 diabetes later in life.
Chronic respiratory diseases
Although we only identified one systematic review that met the eligibility criteria for chronic respiratory diseases, it is one of the few with low RoB in this overview. The majority of the studies (6 out of 8) included by Gershon et al.  found that individuals in the lowest SES group had a significantly increased risk of COPD when compared to those of the highest SES in HIC.
Adverse outcomes from non-communicable diseases
Systematic reviews show that low SES increases the risk of mortality from lung cancer, COPD, and reduces breast cancer survival in HIC. Early case fatalities of stroke are suggested to be lower and survival of retinoblastoma higher in MIC compared with LIC.
Overall, we identified ten systematic reviews [10, 15, 17, 20, 21, 24, 25, 29–31] that examined associations between SES and adverse outcomes of NCDs. Among those ten, five focused on socioeconomic inequalities and mortality or fatality from CVDs [15, 17, 21, 24, 30], three on SES and adverse outcomes from cancer [20, 25, 31], and one on SES and chronic respiratory disease mortality . One systematic review provided data on all those outcomes . We could not find any evidence on socioeconomic inequalities and adverse outcomes from type 2 diabetes. Only two systematic reviews compared adverse NCD outcomes across country income levels (Table 2) [21, 24].
The best available evidence of the six systematic reviews that met the eligibility criteria for CVDs can be derived from three unclear-RoB systematic reviews [21, 24, 30]. Results from these studies differed from the three remaining high-RoB systematic reviews [10, 15, 17].
In particular, Feigin et al.  found that early stroke case fatality rates (21 days to 1 month) from 2000 to 2008 were 25 % higher in LMIC than HIC (26.6 % vs 19.8 %). Likewise, lower country macro-socioeconomic status indicators but not unemployment rate was significantly correlated with higher 30-day case-fatality rates of stroke and a greater proportion of intracerebral haemorrhages in another systematic review . The review by Calvillo-King et al.  showed no associations between short-term mortality in heart failure and education, neighbourhood SES, and insurance status (e.g. lower vs higher education: RR 1.05). The majority of studies included in the three other high-RoB reviews again found a greater risk for overall CVD, coronary heart disease or stroke mortality under poorer childhood socioeconomic circumstances, which was often attenuated by adult SES [10, 15, 17].
The four systematic reviews that looked for evidence on SES and adverse cancer outcomes are heterogeneous in their study populations and outcomes, but rather homogenous in their results [10, 20, 25, 31]. We rated two of them as unclear RoB [25, 31] and two with high RoB [10, 20].
The review by Canturk et al.  found that survival of retinoblastoma was significantly lower in LIC as compared to MIC (40 % vs 77 %–79 %). Similarly, results of the review by Slatore et al.  were less conclusive but indicated high lung cancer mortality in patients on a social health care programme as compared to others. These findings were upheld by Galobardes et al.  who found that adult SES explained the observed associations between low childhood SES and increased risk of lung cancer mortality. No associations were seen between childhood SES and overall cancer mortality, as well as most other types of cancer mortality such as prostate cancer mortality. The review by Gorey et al.  showed that US women from low and middle income areas had worse 5-year breast cancer survival rates compared to high-income areas (pooled RR 0.73 and 0.96). In Canada, the survival disadvantage was minor and only observed in women from low compared to high-income areas (pooled RR 0.94).
Chronic respiratory diseases
Although we located two systematic reviews on SES in relation to chronic respiratory diseases, only one has a low RoB. This review reported significantly higher mortality from COPD for individuals of the lowest SES compared to the highest in HIC (4 out of 5 studies) . The other review, however, has a high RoB and included data from only one study .
Incidence or prevalence of risk factors for non-communicable diseases
Because we could not locate any systematic reviews on SES in relation to tobacco use or alcohol consumption, the available evidence is restricted to obesity (Table 3).
Systematic reviews included here indicate that lower SES is a risk factor for obesity in HIC, but this association varies by SES measure.
We found five systematic reviews on SES in relation to prevalence or incidence of obesity, all of which were rated as high RoB [12–14, 18, 19]. Three of them assessed the impact of SES inequality on obesity in HIC [12, 14, 18], one in a LIC , and one compared obesity prevalence between high and middle income Mediterranean countries .
Tamayo et al.  and Shrewsbury and Wardle  drew from different study designs in order to investigate childhood SES inequalities in relation to childhood obesity. While both systematic reviews reported some studies that showed an increased risk or prevalence for childhood obesity in children with low parental occupation, the results from studies employing parental education or income as measures of SES are conflicting. Nevertheless, neither review located any studies demonstrating associations between high SES and increased risk or prevalence of childhood obesity.
In an earlier systematic review on US obesity data, Wang and Beydoun  reported higher prevalence rates of obesity among adults (ratio 1.1 in men and 1.3 in women), young boys (ratio 1.8), and adolescent girls (ratio 1.6) from the lowest SES group than individuals from the highest SES group. We located an additional systematic review that also compared obesity prevalence rates across age groups, but stratified by income levels of Mediterranean countries . While obesity rates for children were lower in MIC than HIC (male 3.9 % vs 11.5 %; female 3.2 % vs 7.2 %), adults from MIC had higher obesity rates than those from HIC (male 22.0 % vs 20.1 %; female 30.2 % vs 24.4 %).
Only one systematic review collated evidence from LIC. Ekpenyong and Akpan  identified one eligible study from Nigeria showing that prevalence of overweight and obesity is higher in individuals in the lowest SES strata than in the highest SES strata (overweight [obesity]: 24.8 % [12.9 %] vs 14.6 % [4.9 %].
This overview of reviews aimed to provide a comprehensive overview of the evidence from systematic reviews on: the prevalence and incidence of NCDs, adverse outcomes from NCDs (mortality or survival time), and incidence or prevalence of risk factors for NCDs, by SES, and income level of countries. Overall, socioeconomic inequalities in relation to NCDs and their risk factors exist, but the located evidence is sparse and limited to only some NCDs in predominately HIC. A number of research gaps that require future investigation have arisen as a consequence thereof.
Systematic reviews on socioeconomic differentials and incidence or prevalence of NCDs suggest that low SES increases the risk for acute MI and stroke in HIC. Furthermore, evidence indicates that stroke incidence rates in LMIC are on the rise and exceed the rates in HIC, which are decreasing. In the case of adverse CVD outcomes, there is evidence suggesting that early case fatality rates of stroke are higher in LMIC than HIC, and there is insufficient evidence on socioeconomic inequalities and short-term mortality in heart failure in HIC. Although there is evidence to support increased risk of adult CVD incidence and mortality under poorer childhood socioeconomic circumstances, it was derived from high-RoB reviews and therefore constitutes an area for improvement. Similarly, other types of CVD incidences, prevalence rates or adverse outcomes in relation to SES and income level of countries have not been systematically investigated.
Systematic reviews that examined the association between cancer incidence or prevalence and socioeconomic inequalities are limited to lung and gastric cancers, demonstrating the need to examine other forms of cancer. These studies do however suggest that low SES is correlated with an increased risk for developing lung and gastric cancer. We did not anticipate locating a review on retinoblastoma, a rare childhood cancer caused by genetic mutation , suggesting that estimated survival is lower in LIC than MIC. In terms of other cancer outcomes, evidence is limited to lung cancer mortality and SES in HIC as all other associations on socioeconomic inequalities and cancer outcomes were reported in high-RoB reviews and do not provide sound evidence. Considering that liver, colorectal, and oesophageal cancers are also major causes of cancer-related mortality worldwide , more systematic reviews exploring the relationship between those cancers and socioeconomic inequalities or income levels of countries are warranted.
In regard to type 2 diabetes, available data from HIC and MIC indicates an increased risk for individuals from low SES as compared with individuals from high SES. Thus, data on diabetes risk and socioeconomic inequalities, as well as between socioeconomic inequalities and risk for type 2 diabetes later in life, present another gap in the evidence base. The only systematic review we identified on that topic was of high RoB and reported mixed results. Likewise, there is no systematic review on socioeconomic differentials and adverse outcomes from type 2 diabetes.
The strongest evidence of this overview comes from a low-RoB systematic review, which showed an increased risk for COPD incidence and mortality within low SES populations from HIC. In addition to the absence of evidence on social inequalities and COPD within LMIC, it is surprising that we did not identify any systematic review on asthma, which affects 300 000 million children and adults worldwide .
The topic most lacking in well-conducted reviews was socioeconomic disparities and risk factors for NCDs. Unexpectedly, we only found four systematic reviews on incidence or prevalence of obesity, all of which were of poor quality and included heterogeneous study designs, SES measures, populations, and age groups. As expected, the results from these reviews show a clear trend towards an association between low SES and increased risk of obesity. However, this trend needs to be confirmed by well-conducted systematic reviews on all age groups, including both childhood and adult SES. Further areas in need of review are the SES patterns of obesity in LMIC and comparisons of obesity prevalence and incidence between LMIC and HIC. We also found no reviews on SES inequalities in relation to tobacco use or alcohol consumption, both of which are important issues. In 2010, tobacco use (including second-hand smoke) (6.3 %) and alcohol use (5.5 %) followed hypertension (7.0 %) as the leading risk factors for the global disease burden .
Finally, it is worth noting that even though most reviews set out to include data from LMIC, they ended up with a strong imbalance in favour of studies from HIC. The lack of studies in LMIC points out the need for more research among these study populations in order to be able to assess socioeconomic inequalities within as well as among LMIC and HIC countries.
The major limitation of this overview is that the evidence is mainly based on poorly conducted systematic reviews. Out of 22, we identified a total of eleven systematic reviews [10–20] with shortcomings in the study selection and quality assessment process. Only one systematic review had a low RoB . The limited number of well-conducted systematic reviews highlights the need for more reviews that apply rigorous methods. Another challenge common to all overviews of systematic reviews is publication bias. The search strategy was designed to include as many relevant systematic reviews as possible, but there might be others that we inadvertently omitted for this overview. Despite this inevitable fact, we believe that we have uncovered real gaps in the evidence base. Finally, we cannot rule out any potential overlap in the included primary studies between the systematic reviews that answered the same question regarding SES measures and outcomes. As this concerns mainly high-RoB systematic reviews whose results are deemed to be highly uncertain (for example Galobardes et al.  and Pollitt et al. ), the impact of the overlap on the evidence base is negligibly small.
The systematic review evidence generally supports an association between socioeconomic inequalities and NCDs and/or risk factors for NCDs. However, this association is limited by the poor methodological quality of the reviews. Furthermore, there appear to be several gaps in the evidence base, which has led us to identify important topics for future research. This particularly concerns data from LMIC countries. Despite the efforts of authors of systematic reviews to include studies from LMIC, only a few were successful, thereby preventing any cross-country comparisons by country income level. There is also an unexpected lack of systematic reviews on socioeconomic inequalities and several types of cancers, asthma, and tobacco and alcohol use outcomes. Finally, it is important to compile evidence on childhood SES and NCDs and/or their risk factors, as the findings might be different than the associations with adulthood SES.
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We wish to thank Julia Hofmann for administrative support and Lynn Whitener for conducting the literature searches.
This work was supported by the WHO. Dr Shanthi Mendis is a staff member of the World Health Organization. This document is not a formal publication of the World Health Organization (WHO) and the views expressed in the document are solely the responsibility of the authors. The other authors declare that they have no competing interests.
All authors contributed to the planning of the study. I.S devised the protocol for the review and coordinated the reviewing process. I.S., U.G., P.M., K.T., and G.G. conducted the screening of articles. I.S., U.G., P.M., K.T., and K.B. extracted the data. I.S. wrote the first draft of the manuscript. All authors read, critically revised, and approved the final manuscript. All authors agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Search Strategy. (DOCX 21 kb)
Study characteristics and summary of results for incidence or prevalence of NCDs. (DOCX 47 kb)
Study characteristics and summary of results for adverse outcomes from NCDs. (DOCX 39 kb)
Study characteristics and summary of results for NCD risk factors. (DOCX 27 kb)
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Sommer, I., Griebler, U., Mahlknecht, P. et al. Socioeconomic inequalities in non-communicable diseases and their risk factors: an overview of systematic reviews. BMC Public Health 15, 914 (2015). https://doi.org/10.1186/s12889-015-2227-y
- Chronic Obstructive Pulmonary Disease
- High Income Country
- Socioeconomic Inequality
- Chronic Respiratory Disease
- Country Income Level