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Barriers and facilitators to reducing low-value care for the management of low back pain in Iran: a qualitative multi-professional study

Abstract

Introduction

Low back pain (LBP) is a prevalent musculoskeletal disorder with a wide range of etiologies, ranging from self-limiting conditions to life-threatening diseases. Various modalities are available for the diagnosis and management of patients with LBP. However, many of these health services, known as low-value care (LVC), are unnecessary and impose undue financial costs on patients and health systems. The present study aimed to explore the perceptions of service providers regarding the facilitators and barriers to reducing LVC in the management of LBP in Iran.

Methods

This qualitative descriptive study interviewed a total of 20 participants, including neurosurgeons, physiatrists, orthopedists, and physiotherapists, who were selected through purposive and snowball sampling strategies. The collected data were analyzed using the thematic content analysis approach.

Results

Thirty-nine sub-themes, with 183 citations, were identified as barriers, and 31 sub-themes, with 120 citations, were defined as facilitators. Facilitators and barriers to reducing LVC for LBP, according to the interviewees, were categorized into five themes, including: (1) individual provider characteristics; (2) individual patient characteristics; (3) social context; (4) organizational context; and (5) economic and political context. The ten most commonly cited barriers included unrealistic tariffs, provider-induced demand, patient distrust, insufficient time allocation, a lack of insurance coverage, a lack of a comprehensive referral system, a lack of teamwork, cultural challenges, a lack of awareness, and defensive medicine. Barriers such as adherence to clinical guidelines, improving the referral system, improving the cultural status of patients, and facilitators such as strengthening teamwork, developing an appropriate provider-patient relationship, improving the cultural status of the public, motivating the patients, considering an individualized approach, establishing a desirable payment mechanism, and raising the medical tariffs were most repeatedly stated by participants.

Conclusion

This study has pointed out a great number of barriers and facilitators that shape the provision of LVC in the management of LBP in Iran. Therefore, it is essential for relevant stakeholders to consider these findings in order to de-implement LVC interventions in the process of LBP management.

Peer Review reports

Introduction

Healthcare is frequently categorized as “high-value” or “low-value” procedures [1]. High-value care (HVC) is described as the best treatment for the patient, producing the optimal outcome given the conditions, and being provided at the appropriate cost [2]. HVC promotion initiatives are becoming more widespread in medicine, mainly via educational curricula and guidelines [3, 4]. On the other hand, low-value care (LVC) is defined as a service that provides no benefit in particular clinical situations [5].

Negative consequences of LVC can be seen in low-value procedures in hospitals [6], testing in low-risk patients [7], and high rates of unnecessary specialist consultations [8], as these may not have demonstrable benefits to patients or their risks exceed projected advantages. Although various issues are involved in the LVC administration, physicians’ concerns about probable negative impacts on patients’ healthcare experiences are frequently highlighted as barriers to de-implementation [9,10,11,12]. Researchers have identified provider-related factors that significantly influence the continuation of LVC. For instance, a significant portion of a healthcare provider’s daily practice is habitual rather than intentional, as routines don’t require conscious decision-making [13, 14]. Finding the factors contributing to LVC in a practice environment, creating multimodal curricula to address skill and knowledge gaps, and changing the medical institution’s culture can help reduce LVC over time [15].

De-implementation is becoming increasingly important in efforts to improve the quality, cost, and fairness of healthcare [16, 17]. Of note, in developing countries like Iran, LVC is responsible for millions of dollars being spent on unnecessary healthcare, and there are also inequalities in the provision of healthcare services that benefit the wealthy [18,19,20]. One strategy that the health system may use to control costs is to limit patient choices to preselected high-value options. But this method might not take into account what the patient wants when it comes to important parts of care [21, 22].

Low back pain (LBP) is the most prevalent musculoskeletal condition [23] and remains the leading cause of years lived with disability (YLDs) on a global scale [24]. The 2018 Lancet Low Back Pain Series brought to light the rising global burden of LBP, which is partly caused by poor medical care [25,26,27]. A wide array of management and treatment options, ranging from conservative therapies to complex surgical procedures, may be considered based on the patient’s condition. In primary care settings, most patients with acute LBP are sent for radiology-based diagnoses that are unnecessary, may be harmful, and are expensive for both the patient and the healthcare system [28]. Multiple national guidelines for the diagnosis and treatment of LBP have been published to provide related evidence-based recommendations. The use of narcotics, referrals to other doctors, and advanced diagnostic imaging are used more often. However, physiotherapy remains the most preferred choice among physicians [29].

Implementing systemic reforms in the healthcare system may be needed to enhance the likelihood of aligning interventions for LBP with established guidelines. In the absence of red flags, such as a history of major trauma, pain lasting more than six weeks, being younger than 18 or older than 50 years, having constitutional symptoms, improving direct access to non-prescriptive health care providers, and increasing timely referrals from primary care and specialist healthcare providers, this would increase the proportion of people who receive early non-pharmacological treatment [30]. Therefore, improvements in LBP management represent a possible area of cost savings for the healthcare system while simultaneously increasing the quality of service as a result of the skyrocketing cost of healthcare [29].

The extent of unnecessary usage of medical services, especially in the management of LBP, is significant in Iran’s healthcare system [31]. Usually, many patients with LBP refer to not only general practitioner (GP) but also orthopedists, rheumatologists, and physiatrists seeking X-rays for further diagnostic evaluation and unnecessary drugs without considering the efficacy of physiotherapy and other home-based rehabilitations [32]. Unfortunately, there are no organized and step-by-step guidelines for using imaging assessments, utilizing narcotics, and referring to other physicians based on their specialty in the management of LBP in Iran. Since the utilization of LVC for LBP appears to be high in Iran, we designed this study to explore the experiences of relevant healthcare professionals regarding common barriers and facilitators to reducing LVC in managing LBP.

Methods

This qualitative interview-based descriptive study was conducted from April 2022 to March 2023 in Fars, Iran. To improve the methodological and reporting quality, both the “Critical Appraisal Skills Program (CASP) Qualitative Checklist” [33] and “Standards for Reporting Qualitative Research (SRQR)” [34] were considered during the conceptualizing, designing, conducting, and reporting the results. The Institutional Review board of Shiraz University of Medical Sciences previously assessed and approved the study proposal (No. 26,909).

Participants

Both purposive and snowball sampling approaches were used to recruit the participants. In this regard, a list of potential participants, including orthopedic surgeons, physiotherapists, physical medicine and rehabilitation specialists, and rheumatologists practicing in Fars Province, was prepared using the Islamic Republic of Iran Medical Council and Iranian Scientometrics Information Database websites. To achieve the highest attainable diversity, the research team attempted to select practitioners and faculty members with varying characteristics in terms of gender, occupation, clinical experience, and specialty. After each interview, the interviewer was asked to introduce another individual who could provide valuable information on the subject of the research. Participant selection and interviews continued until data saturation was achieved and no new information could be obtained. The last five interviews with repetitive data were considered to ensure data saturation. To coordinate the interview session, a consent form containing general project information and ensuring adherence to ethics was sent to the participant through email or an instant messaging app. In this form, participants were guaranteed that their identities would remain anonymous throughout the study and that the files would be eliminated after the study was completed. The interview was scheduled after the participant had consented to attend the interview.

Data collection

Semi-structured interviews were conducted in both online and in-person formats by the first author, a final-year female medical student well-qualified in qualitative research and semi-structured interviews. Furthermore, as a team, all the authors recognized the importance of ensuring the quality of the interviews. Before commencing the project, we held several preparatory meetings to practice experimental interviews. A comprehensive explanation of the study objectives was given to the participants a few days before the interview. An interview guide containing open-ended questions was used to facilitate the management of the interview flow (Table 1). The interview questions were evaluated during initial interviews and revised based on feedback from the interviewees to improve clarity. Interview sessions were recorded by a sound recorder from the beginning of the interviewer’s speech to its end, excluding the introduction and appreciation. The interviewer also took notes during interviews to facilitate data analysis. After each interview was conducted, the recorded file was transcribed, and after adding the notes, it was saved in Word Office software anonymously.

Table 1 Interview guide including open-ended question and relevant probes

Data analysis

The data analysis process was carried out in parallel with the data collection, and the thematic content analysis approach was applied. The coding of the collected data was iteratively performed by two authors (SYP and FP). Then, four authors (SYP, SSH, AA, and LSMJ) independently compared, argued, and evaluated the identified codes and sub-themes, unraveling the final themes. The results of the data analysis were provided to participants for confirmation. In fact, to ensure greater consistency and guarantee an appropriate interpretation, methodological triangulation was used, involving interviewers, co-authors, and participants in the analysis of the data. This process was critically monitored and appraised by the expert author (KBL). Any discrepancies among the authors in the data analysis process were resolved through discussion sessions. This step was conducted manually.

Rigor and trustworthiness

Several methods have been considered to certify the rigor and trustworthiness of qualitative studies by enhancing the confirmability, credibility, dependability, authenticity, and transferability of findings [35]. To cover such concepts, the research team adopted several strategies, including: (1) reviewing and confirming the results of analysis by participants (confirmability); (2) prolonged engagement of the first and corresponding authors throughout the projects and checking the findings by relevant experts (credibility); (3) involving several authors with different executive and scientific experiences in data analysis (dependability); (4) considering quotes from almost all participants throughout the manuscript (authenticity); and (5) recruiting samples with different specialties and clinical experiences (transferability).

Results

Twenty-two participants, including six physiatrists, five physiotherapists, five rheumatologists, and six spine surgeons (three orthopedists and three neurosurgeons), were contacted. After transcribing and coding 15 interviews, we felt that we had reached saturation. To test our theory, we interviewed five more people. Since no information was added following these interviews, we did not pursue additional participants. Therefore, the team did not feel it was necessary to conduct any additional interviews. Due to privacy concerns and the low quality of the recorded interview, we did not include a female rheumatologist and a male physiotherapist in the study. In total, we interviewed 20 participants, including 11 females and nine males, through a combination of seven in-person and 13 virtual interviews, with a mean duration of 25.6 min (SD 12.2). The demographic characteristics of the participants are represented in Table 2.

Table 2 Demographic characteristics of participants

The following explains the barriers and facilitators in detail, and quotes from the in-depth interviews will be used for further clarity (Tables 3 and 4).

Table 3 Main barriers in reducing low-value care in the management of low back pain in Iran
Table 4 Main facilitators in reducing low-value care in the management of low back pain in Iran

Main barriers in reducing low value care

The main barriers to reducing LVC interventions in the management of low back pain, according to the interviewees’ point of view, have been summarized in five related domains, including: (1) individual provider characteristics; (2) individual patient characteristics; (3) social context; (4) organizational context; and (5) economic and political context. We generated 35 subthemes from the data coded in these domains.

Individual provider characteristics

Regarding characteristics related to the individual provider, non-adherence to clinical guidelines among doctors, physiotherapists, and even other healthcare staff and unawareness of providers regarding new techniques were recognized as barriers to the de-implementation of LVC for LBP.

“Despite the progress in physiotherapy, physicians do not have proper knowledge about it. Many of our medical practitioners’ knowledge about physiotherapy is in the form of articles, and since surgeons specialize in surgery, they often recommend surgical solutions.” (Physiotherapist 14, 40 y/o, female).

Moreover, the lack of trust among involved professionals has also been mentioned by physiotherapist 14 as a barrier. Patient’s sense of ownership and tunnel vision are other factors result in self-centered decisions.

“One thing that happens in our specialties is tunnel vision. Depending on their areas of expertise and the cases they typically visit, each doctor has a unique perspective on a patient. Low back pain may be more inflammatory for rheumatologists, or the mechanical aspect may be important for us, and we visit these patients more frequently.” (Physiatrist 5, 33 y/o, female).

Overtreatment can occur when practitioners fear missed diagnoses, and want to ensure their patient’s condition, especially when they are referring patients from distant cities (defensive medicine).

“When a patient comes to me, I cannot refer them to another healthcare professional without providing any medical service due to the fear of missed diagnoses, which can lead to overtreatment.” (Physiatrist 5, 33 y/o, female).

The lack of a comprehensive physical examination was mentioned by many medical practitioners as a barrier. In a patient presenting with LBP, a thorough history and physical examination is essential to delineate the diagnostic and therapeutic plan.

“… For example, if we perform the SLR and reverse SLR tests, we can to some extent understand whether LBP is associated with discopathy or radiculopathy. Based on the history and examination, some patients may have inflammatory spondyloarthropathies. We can order lab tests initially, and then if the pain doesn’t improve with conservative management, imaging and other costly services may be required.” (Rheumatologist 9, 33 y/o, female).

Time was another barrier mentioned by many participants. In Iran, there are regulations regarding the minimum visit time for specialists, although they are not usually followed.

“If I want to spend five minutes explaining to each patient, I would spend six hours explaining to patients, and I don’t have this time in the clinic.” (Neurosurgeon 10, 36 y/o, male).

A lack of patient-centered management and the absence of specific treatment for each patient would cause patient insecurity about their care and time allocation. In some cases, the treatment plan is designed based on the condition of a certain group of patients. Many doctors are not thoroughly familiar with physiotherapy devices and request the same prescription for all patients (Physiotherapist 15, 32 y/o, female).

The use of corticosteroid injections without indication has increased these days, especially in rehabilitation settings and pain clinics. This approach is not necessarily due to a lack of physician knowledge about LBP management, but it may result from the perception of conservative therapy as a diagnostic failure by some patients.

“The cost of corticosteroid injections is much higher than physiotherapy treatments. So, doctors prefer to treat their patients with a single injection session rather than long-term conservative treatments.” (Physiotherapist 1, 46 y/o, male).

Individual patient characteristics

The most frequently mentioned barriers by the interviewees in the category of individual patient characteristics were lack of awareness, cultural difficulties, demanding non-invasive interventions, inappropriate patient cooperation with providers, willingness to get better quickly, and demand for receiving technology-based interventions. In this category, half of the interviewees mentioned distrust as the main barrier. One of the consequences of distrust among patients is the request for special medical services. Patients request MRI scans even in unnecessary situations due to a lack of trust in their doctors, and in some cases, doctors lack the required to convince their patients in this regard (Physiatrist 7, 43 y/o, Male).

Besides, sometimes patients visit doctors to request certain medical services. It happens when patients lack trust in their doctors. Many doctors aim to avoid patients’ dissatisfaction, as it may cause some issues for them. Therefore, they comply with patients’ requests (Orthopedic Surgeon 3, 30 y/o, Male). One likely reason for this issue is when patients receive information from unreliable sources.

“Social media and misguided advertisements have reduced patient and doctor trust.” (Rheumatologist 9, 33 Y/O F).

Obtaining misleading or false health information from patients through the internet or from ordinary people may make patients distrustful of medical service providers. It is worth mentioning that malpractice can also cause distrust among patients. As stated by one of the neurosurgeons:

“If patients experience malpractice, they lose their trust in medical professionals.” (Neurosurgeon 10, 36 y/o, Male).

Another interconnected point related to this issue is the lack of patient awareness about different medical specialties and their responsibilities. Medical specialty selection can be confusing and can affect the medical system’s performance. For example, one physiatrist noted that in the city where she works, patients are not familiar with her specialty, they are unaware of why they should see a physiatrist (Physiatrist 5, 33 y/o, Female).

Some patients do not adhere to their prescribed interventions, causing further issues for themselves and also leading to medical practitioners making mistakes.

“Sometimes, patients visit several medical practitioners to get the desired prescription, which can lead to subsequent practitioners making mistakes.” (Physiatrist 11, 48 y/o, female).

Therapeutic exercise, as a modality in the management of LBP, has low compliance among patients. This non-adherence or unwillingness to exercise among some patients can direct treatment toward unnecessary LVC treatment and diagnosis methods. At times, patients may lack the patience and motivation to undergo these non-invasive treatments for extended periods.

“If we prescribe some exercises for six months, the patients do not like to do them (… are reluctant to follow them?)” (Physiotherapist 15, 32 Y/O F).

In addition, patients do not cooperate with their healthcare providers in some cases: “Patients do not cooperate with medical practitioners” (Physiatrist 11, 48 Y/O F). This can be for several reasons, but it makes the situation more challenging for healthcare providers, and it may even influence their decision-making process. The interview responses regarding individual patient characteristics also pointed to cultural challenges as a factor leading to LVC for just under half of the participants:

“In the sports medicine center where we worked, doing exercises was not culturally accepted as a treatment, and medications and injections were accepted as treatments” (Physiotherapist 1, 46 Y/O M).

For example, some individuals believe that certain types of innovative technologies are superior and significantly impact the entire treatment and diagnosis process. Therefore, culture can play a significant role in promoting LVC.

Closely related to cultural challenges are the demands for technology-based interventions and the willingness to recover quickly. Two interviewees complained that some patients requested to receive technology-based interventions, which fall under the category of the barriers in the individual patient characteristics:

“The more physiotherapy devices are used and the longer they are used, the more satisfied patients become.” (Physiotherapist 15, 32 Y/O F).

Despite the beneficial effects of technology-based interventions, sometimes, the overuse or unnecessary use of these interventions’ conflicts with the de-implementation of LVC. Another barrier included was the patients’ willingness to recover quickly. Patients can become impatient sometimes. As explained by one of the participants, the patient may need non-surgical and long-term treatments, which require the cooperation of the patient to visit regularly, but they may prefer the final option, which is a surgical operation (Physiatrist 11, 48 Y/O F).

Demanding non-invasive interventions was only pointed out by one neurosurgeon as a patient-related barrier:

“Patients’ desire for minimally invasive procedures without anesthesia, without incisions, even though without any clear indication.” (Neurosurgeon 8, 35 Y/O, M)”.

Social context

Identified barriers related to the social context included a lack of teamwork, inappropriate professional development, lobbying by some high-power professional networks, and the low socioeconomic status of patients. Half of the interviewees, including physiatrists, rheumatologists, physiotherapists, and orthopedic surgeons, noted that teamwork is not acceptable in our country, and many specialists prefer to manage their cases alone without referring them to other related specialties. Teamwork is not developed in our universities.

“Teamwork is very weak in our country. It is mainly because, with the little knowledge that we gain, we tend to believe that we are experts in the field and can manage it ourselves, which prevents teamwork. We tend to comment on everything, and these interferences are largely a part of our sociology.” (Physiatrist 13, 40 Y/O, F).

The disproportionate popularity of certain disciplines among general population and even health care providers was another barrier mentioned by interviewees. Short medical student internship durations in some wards, the lack of physical medicine and rehabilitation wards in many hospitals, and the voluntary selection of some wards for internship in certain medical education programs may result in practitioners lacking sufficient information to refer a patient to the relevant specialties when they present with LBP.

“An intern spends only fifteen days in the neurosurgery ward with a heavy workload, and quality training is not possible during this limited timeframe.” (Neurosurgeon 17, 33 Y/O, M).

Moreover, lobbying by a group of dominant specialties at the Ministry of Health level and the low socioeconomic status of patients, especially in the public sector, were mentioned as important barriers to the desirable management of LBP. Many interviewees pointed out that some patients insist on receiving certain services and may even threaten the doctor’s life if they are not provided with the requested services.

“In recent years, when scheduling an appointment to see me has become more difficult, it is uncommon to see a patient with low back pain as the first line of treatment. As a result, the patient who come to me have already invested money and time in imaging and have made significant effort to visit other specialties. Because these patients are typically of low socioeconomic status, they expect both diagnosis and treatment to be completed during their initial visit.” (Physiatrist 7, 43 Y/O, M).

Organizational context

Overall, nine main organizational barriers to reducing LVC interventions in the management of LBP were discussed in interviews. Some physicians and physiotherapists mentioned that sports medicine specialists and physiotherapists are not available in most health centers. Inadequate rehabilitation centers, on the one hand, an excessive number of imaging centers, on the other hand, pose significant organizational barriers for prescribing X-rays for non-specific LBP in the first visit.

The lack of a comprehensive referral system was one of the most commonly reported barriers. According to a physiatrist, even if our doctors know the correct principles of referral and management of LBP, due to this vicious economic, social, and cultural cycle, sometimes they have to initially take measures that logically are not carried out in the first place, like requesting imaging and laser therapy.

“The referral system is not appropriate. Many patients with low back pain can visit surgeons or other specialists as the first step in their treatment process. So, at the first level, the patient should visit a GP, and they will be referred to a surgeon if they have red flags, or if physiotherapy intervention is needed, they should be referred to a physiotherapist.” (Physiatrist 12, 31 Y/O, M).

Lack of insurance coverage was among the most key factors in the organizational context, imposing a barrier. Most participants expressed their disappointment with insurance companies, as they cover only a limited number of infrequently used interventions. For example, it does not cover laser therapy, shock wave therapy, therapeutic massage, or exercise all of which are beneficial parts of the management parts of many patients with LBP. Whereas surgeries have much better insurance coverage. In addition to not covering many important interventions by the main health insurance companies in Iran, another issue that most health practitioners are faced with the insurance system is the delay in payments for six months to a year.

“Unfortunately, insurance coverage for the treatment of low back pain is not favorable for either the therapist or the patient because a limited maximum of treatment cost coverage for the patients are offered. For example, there may be patients who need ten or more physiotherapy sessions per season, and the insurance companies do not cover it unless they have specific insurance plans.” (Physiotherapist 18, 36 Y/O, F).

Some physiatrists and physiotherapists have stated that they evaluate patients by thorough physical examinations and spend even more than half an hour teaching them therapeutic exercises and lifestyle modification tips, while there is no defined tariff for these services in the health system, and they are paid the same as their colleagues who spend much less time.

“I think the main problem is time, and then for us, physiotherapists or surgeons, there is no fee to be charged for these high-value care services to spend time on and teach exercises and correct patients’ lifestyles.” (Physiatrist 5, 33 Y/O, F).

Another organizational barrier, mentioned by participants in distinct aspects, is conflicts of interest between different practitioners that inhibit referring their patients to other specialists. Moreover, there are mediators known as “medical tour leaders” who schedule appointments and accompany health tourists. They usually do not have certified medical knowledge and may interfere with the logical diagnostic and therapeutic approach for the sake of profit. (Physiatrist 7, 43 Y/O, M). Traces of conflicts of interest may be seen in even commonly used interventions.

“The mafia power in the food and drug industries is under the control of those who import minimally invasive surgery equipment, and they try to increase the acceptance of minimally invasive surgery among patients and doctors.” (Neurosurgeon 18, 35 Y/O, M).

Economic and political context

The economic and political context was presented in three main categories, including unrealistic tariffs, legal challenges, a lack of an effective supervision system, and limitations on prescribing medical services, which were stated by the majority of the participants as barriers.

Unrealistic medical tariffs are not limited to visits. For example, there is a huge cost difference between laser therapy and manual therapy. There is no established tariff for exercise therapy, which has a high level of evidence in treating low back pain.

“Doctor’s fees, and medical services are at low costs. If my fee as a specialist is so high that patients can only visit me for special issues, then the referral system will be fixed.” (Rheumatologist 4, 57 Y/O, F).

Our professors are aware of medical guidelines and treatment algorithms, but since the physical examination cannot be documented as detailed as imaging; most practitioners request low-value interventions to not miss anything and can defend themselves in court when a patient sues them.

“Legal concerns and complaints are raised because medical practitioners do not want to miss a particular case. Otherwise, many health issues have specific algorithms, and professors are aware of these algorithms.” (Orthopedics 3, 30 Y/O, M).

Main facilitators (solutions) in reducing LVC interventions in the management of LBP have been described in Supplementary file.

Discussion

In this qualitative study, we discussed facilitators and barriers to reducing LVC for the management of LBP. These discussions were based on the perspectives of five groups of related specialists, including orthopedics, physiatrists, rheumatologists, neurosurgeons, and physiotherapists. It is important to understand each practitioner’s perception of their role within the healthcare system. The interviewees specified an extensive list of commonly used diagnostic tests and therapeutic procedures for LBP such as MRI and electrodiagnostic tests, analgesics, prolonged bed rest, some physical agent modalities, spinal injections, and surgical interventions that their perceived cost or risk of harm outweighed the expected benefits. This implies that, from the interviewees’ point of view, there is an abundance of LVC services being delivered for LBP. Although identifying these services is not enough to curb them [36], it is necessary to know them [36]. Due to the heterogeneity of etiologies and presentation of LBP, different diagnostic approaches and a wide range of therapeutic modalities and procedures have been proposed and are being used in daily practice. Clinical guidelines are developed to alleviate inappropriate variability in clinical practice. Integrating evidence and clinical experience with patient preferences is necessary for achieving high-quality care [37]. However, a clinical practice guideline alone does not guarantee the implementation of its evidence-based recommendations and the de-implementation of LVC. Therefore, it is logical to identify barriers and facilitators of implementation and de-implementation, which are challenging multifactorial processes. Although implementation and de-implementation seem to be two sides of the same coin, research findings on one are not necessarily transferable to the other [38].

In the present study, the interviews identified a number of barriers to reducing LVC in the management of LBP. Most participants stated individual provider characteristics as the important challenge in the management of LBP. Overall, unrealistic tariffs, followed by provider-induced demand, patient’s distrust, insufficient time allocation, lack of insurance coverage, lack of a comprehensive referral system, lack of teamworking, cultural challenges, lack of awareness, and defensive medicine were the ten most commonly cited barriers by the participants. Individual provider characteristics constitute a major cluster of barriers for reducing LVC [39]. Knowing these factors is crucial to engage practitioners in the de-implementation process. The study participants outlined practitioners’ preferences and financial motives as the determinants leading to provider-induced demand for certain health services. Practice routines and habits of clinicians cannot be easily modified, and clinicians’ resistance to change has been identified as a common barrier to reducing LVC [39]. Prevent bypassing referral system is one of the biggest challenges commonly reported in the literature. First, most practitioners like to follow the patient until the end of the treatment process. Second, Iranian health system is patient-centered. The patient himself or herself decides when and whom to meet and can easily access more than one specialty and subspecialty at the same time without any limiting regulations. While the patient should first see a GP, Iran’s health system does not fully support this [40]. The country’s week infrastructure for electronic data recording and the need to visit the doctor again is another barrier in term of organizational context that has mentioned by our participants. As Tabrizi et al. also stated that the primary health care information system needs to be transformed to the electronic system with personalized online health profile [41].

The interviews also identified 31 sub-themes as the main facilitators for reducing LVC in LBP management. However, the individual provider characteristics were the most frequently cited. Adherence to clinical guidelines, improving the referral system, improving the cultural status of patients, strengthening team-working, developing an appropriate provider-patient relationship, improving the cultural status of the public, motivating the patients, considering an individualized approach, establishing a desirable payment mechanism, and raising the medical tariffs were the ten most commonly represented facilitators in the interviews. As can be seen, some factors have been expressed in diverse ways, both as a barrier and a facilitator. For example, the lack of a suitable referral system is mentioned as a barrier and improving the referral system as a facilitator. The interviewees suggested an individualized approach based on each patient’s needs and not as a part professional’s routine as a facilitator for reducing LVC in LBP.

Free of charge services and the availability of imaging services have been stated as the greatest strength of our health care system. In Contrast, according to the point of view of some interviewees, it may cause overtreatment and waste of resources. In tertiary centers, according to the algorithm of the Ministry of Health, all patients should have a referral letter. Patients do not only have referral letters from their family physicians, but they also visit many other specialties since the fee is less than a cent. When a patient’s costs are covered by insurance, and they do not need to bear any expenses, and when services are readily available, they do not undertake conservative treatment and prefer receive an earlier diagnosis [41].

The influence of economic incentives on the practice of healthcare professionals as the driver of LVC has been discussed [42, 43]. Consistent with the literature, the participants reported workload, time constraints, insufficient time for explaining the necessary points to patients, and ordering unnecessary para-clinical investigations like MRI scans to compensate for inadequate clinical assessment [42, 44,45,46,47] as individual provider-related determinants. The substantial number of patients in government and teaching hospital clinics would shorten the time for educating users regarding proper exercises, conservative treatment, and lifestyle modification in the management of LBP. Therefore, lack of sufficient time is a major reason for the difficulty of practitioners’ behavior change [48].

The concept of defensive medicine emerged more than 50 years ago, representing the practice of medicine primarily aimed at lowering the risk of malpractice litigation [49]. In a cross-sectional study on a group of GPs in Iran, the frequency of positive defensive medicine was 99.8%, which is the highest occurrence rate among the studied countries in the review done by Kakemam et al. [50, 51]. In one survey, fear of malpractice was the most frequent reason physicians ordered LVC [52]. In a scoping review of the studies on determinants for the use or de-implementation of LVC, professionals’ fear of malpractice was a commonly identified reason for providing LVC [53]. The proper malpractice insurance coverage, along with effective legislation to protect practitioners may help reduce their concerns about malpractice. Individual providers’ non-adherence to clinical guidelines was not a frequently cited barrier in our series. However, as a facilitator, the adherence to clinical guidelines was the most commonly noted factor. In a systematic review of 960 studies from more than 20 countries, at the healthcare professional level, lack of knowledge was the primary barrier to the implementation of clinical practice guidelines. At this level, education was the most commonly cited facilitator [54]. Unlike some studies, the participants did not point out provider characteristics such as age, gender, clinical experience, and personality.

Ongoing training courses, including medical education and programs for healthcare professionals, are crucial for keeping healthcare workers up-to-date and adaptable to changing healthcare needs [55]. These initiatives demonstrate a commitment to providing accessible and high-quality healthcare services for all patients. Initial or continuing healthcare professionals’ education regarding the proper management of low back pain has shown to be important and impressive, especially in the context of Iran’s evolving healthcare system. The Universal Health Coverage program focuses on continuous education, recruiting local health workers, and improving the capabilities of existing staff. The program ensures that GPs and other healthcare workers receive free education to promote their skills and knowledge. By analyzing and revising the education system, Iran aims to enhance the overall competence of healthcare professionals [56, 57].

The “Unrealistic tariffs” was the most frequently stated barrier by the participants. The visit-based, fee-for-service is the primary payment mechanism for private-sector physicians in Iran. The tariffs have not risen at the same pace as the recent high inflation rates. Low fees may incentivize practitioners to increase their activity and lead to providing unnecessary services [42]. Raising the medical tariffs was one of the most repeatedly mentioned facilitators for the de-implementation of LVC in LBP. It has also been argued that the fee-for‐service payment mechanism leads to more low‐value services [58]. Therefore, establishing a desirable payment mechanism based on the skills and expertise of healthcare professionals and considering the value of their time spent was recommended to reduce LVC services.

Distrust was the most frequently mentioned barrier in the individual patient characteristics category. Indeed, distrust generally occurs when patients assume substandard healthcare is provided for them [59]. Thus, building trust between the patient and clinician is important for effective communication and a facilitator for reducing LVC [60]. Effective communication, on the other hand, is needed to convince patients who ask for LVC services. In this study, social media and misguided advertisements were reported to be responsible for decreased trust in the physician–patient relationship. Apart from the influence of trust on providing LVC, patients with higher trust in their clinicians report better health outcomes [61]. Therefore, it is essential to identify the causes of distrust and adopt approaches to build and maintain patient-clinician trust.

Iran is a multicultural community with many ethno-linguistic groups [62]. Previous studies have shown variations in the healthcare choice behavior of different cultural groups [63]. Our participants pointed out circumstances in which patients do not accept prescriptions and advice like painkillers, therapeutic exercises, and short course rest sufficient for their problem and seek other remedies such as injections or imaging studies like MRI. Participants also repeatedly cited the lack of medical knowledge of patients as a main barrier to reducing LVC in the management of LBP. For instance, this issue appeared as the unawareness of patients about some medical fields like rehabilitation. On the other hand, expert patients with superficial knowledge may ask for services considered LVC by the practitioners [64]. These patients usually request certain services, especially those of higher technology.

Additionally, lack of teamwork was the most frequently stated barrier in the social context. Despite the unequivocal emphasis of medical literature on the importance of teamwork, controversies continue over the definition of healthcare professionals’ teamwork. To be more inclusive, different “inter-professional activities to provide safe and effective care” was considered the basis of a broad recent definition [58]. From the participant’s quotes is inferred that by teamwork they did not necessarily mean formally constituted teams, but they considered inter-professional cooperation activities like referral or consultation as teamwork. Inappropriate referrals were also discussed in the organizational context. Indeed, the lack of a comprehensive referral system was one of the most repeatedly stated barriers. In the absence of a formal referral mechanism based on family physicians, the patient-centered system allows unnecessary specialist visits, leading to probable low-value services. The sense of ownership of patients was stated as an individual provider characteristic. This attitude leads to practitioners’ tendency to follow patients to the end of treatment by themselves. McFubara [65] has discussed the ethical aspects of the concept of ownership of the patients emphasizing patients’ safety and protection as the prime concern of health professionals. Overall, as one participant stated, inappropriate referral system is the result of a diverse group of factors, including economic, cultural, and social determinants.

The role of GPs in reducing LVC interventions is notable in many health systems around the world. The Australian health system implanted an LBP program, by addressing low-value-care interventions in the primary care setting, aimed to reduce the amount of improper GP referrals for radiography. The outcome of this program showed reduced economic burden not only on the health system but also less patient’s exposure to health risks [66]. On the other hand, a literature review by Mousavi and colleagues compared the current management of LBP in Iran with practices recommended by recent evidence-based clinical practice guidelines, noted that there is no established patient referral system in our country. The majority of individuals experiencing acute or chronic LBP tend to bypass GPs and directly seek consultation with orthopedic surgeons, neurosurgeons, or rheumatologists. This highlights a trend where GPs play a relatively unimportant role in the initial management of LBP cases in Iran [67].

Another important aspect in the management of LBP which was not thoroughly mentioned by the interviewees is fear-avoidance beliefs not only in the patients but also among the healthcare professionals. Fear-avoidance Beliefs refer to the fear-based avoidance of movements or activities and have been proposed as a key mechanism in the development of chronic LBP issues [68]. These beliefs are associated with the severity and chronicity of the LBP as well as the time to return to work, and the outcome of rehabilitation programs [69, 70]. The healthcare professionals’ “fear” of delivering clear information regarding activities, pain, and return to work may be linked to “avoidance” [71]. Several studies evaluated the effect of healthcare professional beliefs on patients’ outcomes. They showed that GPs and physiotherapists with a treatment approach featuring frequent recommendations for bed rest and analgesics as required had patients with considerably higher disability at follow-up than practitioners who advise self-care measures [72].

Limitations

Despite the efforts of the research team, this study also faces several limitations. First, only service providers were interviewed in the current study, which could result in this study lacking the perspectives of policymakers and service recipients. Therefore, it is necessary to explore the perspectives of health policymakers and LBP patients in relation to the most important barriers and facilitators of prescribing low-value services in future studies. Second, the geographic setting of the study was one of the provinces of Iran (Fars), which may restrict the generalizability of the findings expressed by participants. Third, the duration of some interviews in our study was shorter than others, and a subset of interviews was conducted via telephone, which may raise concerns regarding the quality of the interviews. These variations were influenced by multiple factors, including time constraints, internet connection limitations, participant preferences, and differences in the pace of speech.

Conclusion

In conclusion, this qualitative study has pointed out a great number of barriers and facilitators that shape the provision of LVC in the management of LBP in Iran. Drawing insights from diverse healthcare specialists, we have identified a range of factors contributing to the persistence of LVC, including individual provider characteristics, economic incentives, patient distrust, time constraints, and inadequate teamwork. Conversely, potential avenues for reducing LVC lie in strategies such as adhering to clinical guidelines, improving the referral system, building patient-provider trust, and establishing suitable payment mechanisms. Therefore, it is essential for relevant stakeholders to consider these findings in order to de-implement LVC interventions in the process of LBP management.

Availability of data and materials

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.

Abbreviations

HVC:

High-value care

LVC:

Low-value care

LBP:

Low back pain

MRI:

Magnetic Resonance Imaging

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Acknowledgements

This study is a part of Dr. Seyedeh Yasamin Parvar’s Master of Public Health (MPH) thesis. This paper and the research behind it would not have been possible without the exceptional support of all the relevant practitioners who agreed to donate their time and ideas and take part in this study. We would also like to extend our thanks to all participants for their assistance.

Funding

This research was supported by the Shiraz University of Medical Sciences (No: 26909).

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Conceptualization: Seyedeh Yasamin Parvar, Kamran Bagheri Lankarani, Leila Sadat Mohamadi Jahromi, Saeed ShahabiData collection: Seyedeh Yasamin Parvar, Alireza Abbasi, Saeed ShahabiData analysis: Seyedeh Yasamin Parvar, Parviz Mojgani Kamran Bagheri Lankarani, Fereshteh Poursaeed, Leila Sadat Mohamadi Jahromi, Vinaytosh Mishra, Saeed ShahabiWriting – initial draft: Seyedeh Yasamin Parvar, Parviz Mojgani Kamran Bagheri Lankarani, Fereshteh Poursaeed, Leila Sadat Mohamadi Jahromi, Vinaytosh Mishra, Saeed ShahabiWriting – review & editing: Seyedeh Yasamin Parvar, Parviz Mojgani Kamran Bagheri Lankarani, Fereshteh Poursaeed, Leila Sadat Mohamadi Jahromi, Vinaytosh Mishra, Alireza Abbasi, Saeed Shahabi.

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Parvar, S.Y., Mojgani, P., Lankarani, K.B. et al. Barriers and facilitators to reducing low-value care for the management of low back pain in Iran: a qualitative multi-professional study. BMC Public Health 24, 204 (2024). https://doi.org/10.1186/s12889-023-17597-1

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