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Household presentation of influenza and acute respiratory illnesses to a primary care sentinel network: retrospective database studies (2013–2018)



Direct observation of the household spread of influenza and respiratory infections is limited; much of our understanding comes from mathematical models. The study aims to determine household incidence of influenza-like illness (ILI), lower (LRTI) and upper (URTI) respiratory infections within a primary care routine data and identify factors associated with the diseases’ incidence.


We conducted two five-year retrospective analyses of influenza-like illness (ILI), lower (LRTI) and upper (URTI) respiratory infections using the England Royal College of General Practitioners (RCGP) Research and Surveillance Centre (RSC) primary care sentinel network database; a cross-sectional study reporting incident rate ratio (IRR) from a negative binomial model and a retrospective cohort study, using a shared gamma frailty survival model, reporting hazard ratios (HR). We reported the following household characteristics: children < 5 years old, each extra household member, gender, ethnicity (reference white), chronic disease, pregnancy, and rurality.


The IRR where there was a child < 5 years were 1·62 (1·38–1·89, p < 0·0001), 2·40 (2.04–2.83, p < 0·0001) and 4·46 (3.79–5.255, p < 0·0001) for ILI, LRTI and URTI respectively. IRR also increased with household size, rurality and presentations and by female gender, compared to male. Household incidence of URTI and LRTI changed little between years whereas influenza did and were greater in years with lower vaccine effectiveness.

The HR where there was a child < 5 years were 2·34 (95%CI 1·88–2·90, p < 0·0001), 2·97 (95%CI 2·76–3·2, p < 0·0001) and 10·32 (95%CI 10.04–10.62, p < 0·0001) for ILI, LRTI and URTI respectively. HR were increased with female gender, rurality, and increasing household size.


Patterns of household incidence can be measured from routine data and may provide insights for the modelling of disease transmission and public health policy.

Peer Review reports


Household transmission of influenza is known to be important, but its effects may be variable. Mathematical modelling, a key element of infectious disease epidemiology, makes allowance for household spread [1, 2]. and field epidemiological studies describing the household spread of influenza during 2009 pandemic [3, 4]. Serological studies indicate that a substantial proportion of household incidence may be asymptomatic, [3] younger age, particularly pre-school children [5] and female gender appears to be associated with increased household incidence; other possible correlates are household size and the presence of comorbidities [6, 7].

Some groups are known to be more susceptible to influenza and respiratory infection and therefore may be more susceptible to household transmission. These include several chronic conditions such as asthma and other chronic respiratory conditions, vascular conditions, immunosuppression [5, 8], obesity [9], and pregnancy [10].

Respiratory infections are known to be contagious and spread by droplets and contaminated fomites and therefore close proximity, such as in households, is important though evidence about the precise mechanism of transmission remain sparse [11]. Most published research focuses on specific organisms rather than on clinical conditions such as upper (URTI) and lower respiratory infections (LRTI).

We carried out this study to determine household incidence of medically attended ILI (influenza-like illness), LRTI and URTI within a routine data collected from England primary care sentinel network, and identify factors associated with the spread of the illnesses.



We used data from the Royal College of General Practitioners (RCGP) Research and Surveillance Centre (RSC) network, one of England’s oldest surveillance systems [12]. We carried out a 5-year retrospective analyses, firstly a repeated cross-sectional analysis comparing seasons starting 1st September 2013–14, through to 2017–18. We carried out this analysis using a negative binomial model and reporting incident rate ratio (IRR), comparing categorial variables with a defined reference (Table 3). We then carried out a retrospective cohort analyses using a frailty analysis model, reporting hazard ratios (HRs) of the influence of covariates on household incidence.

RCGP RSC sentinel network

RCGP RSC extracts pseudonymised data from computerised medical record (CMR) systems of general practices. As the United Kingdom (UK) has a registration-based system (patients can only register with one general practitioner) this facilitates identifying incident cases. In 2013, a new database was established, and patients with the same precise address were assigned a household key. This has enabled the linkage of household members registered with the same address, and we have used this to explore the association of parental age to children with autism, [13] to look at medically attended rates of household incidence of acute gastroenteritis [14] and to report the impact of household size on coronavirus infections [15].

Case definition

We classified a case of household incidence when two members of the same household presented on the same day ILI, LTRI or URTI or within 10 days.

We used clinical definitions of ILI, LRTI and URTI that have been used long term within the sentinel system. We define a case of ILI as an acute respiratory illness with a temperature measured/reported/plausibly ≥38 °C and cough, with onset within the past 10 days [16]. LRTI and URTI are coded as clusters of acute respiratory infections (ARI) in the RCGP. An episode of acute respiratory illness is defined as an acute pulmonary illness (including pneumonia, bronchitis and influenza-like illness) or an acute exacerbation of a chronic respiratory illness (including exacerbation of COPD, asthma or bronchiectasis).

The RCGP RSC is the national primary care surveillance systems, a long established collaboration with Public Health England (PHE), and practices are experienced at coding these conditions [17, 18]. Since 2017–2018 season, our practices receive feedback on data quality via a dashboard [19].

Statistical methods

Cross sectional model

Potential association between the presence of an under 5-year old in a household and transmission of influenza and respiratory illness was studied by season (2013–14 to 2017–18). Evidence for over-dispersion in transmission counts (using the Cameron-Trivedi test, [20] implemented in the R library AER, version 1.2–7 was strong (p < 0.001), therefore we employed a negative binomial model. We controlled for potential confounding due to gender, socio-economic status (measured by Index of Multiple Deprivation (IMD) quintile), ethnicity (reference white), presence of high risk individual in the household (see variables in Table 3), urban-rural status of the household and NHS Region and season. We maximised identification of ethnicity by using an ontology. Clinical codes were either directly mapped to ethnicity group or utilised as proxy markers (such as language spoken, and country of birth) from which ethnicity could be inferred, much routine recording of ethnicity using less-specific categories making it not possible to report below the level of white, black, Asian, mixed or other ethnicity [21]. We fitted a negative binomial model using the R library, MASS, version 7.3–45.

Five year repeated cross-sectional study

We described the demographic features of the population including household size, the presence of a child under 5 years old in the household, comorbidities that may increase risk of spread of influenza or other respiratory infection. In addition, we utilised a typology of geographical areas in England consisting of urban, rural or town/conurbation and describe the population distribution into such areas. Based upon factors including density of population, this classification relies upon a methodology employed by a UK government agency (the Dept. for Environment, Food and Rural Affairs), published by the ONS (Office for National Statistics); see, for example,, [22] and differences related to urban, rural or regional location. We stratified by age, gender, deprivation (determined by converting post code at individual level to IMD quintile (the national measure of small area socioeconomic status) [23]. We divided IMD into quintiles where 1 is the most and 5 is the least deprived. Ethnicity recording was maximised using an ontological approach outlined above [21, 24]. We have also developed ontologies to maximise the detection of chronic kidney disease (CKD) [24] and pregnancy [25].

We compared the age-sex profile (ASP) for each season with the Office of National Statistics (ONS) population estimate for England 2016 (, Supplementary data files), the ASP for household incidence, and any trend in directly standardise rate. We provide the same information for each comorbidity included in our model, and for household incidence of that condition. We separated household size with those with 2, 3, 4 or five or more occupants. We excluded single occupancy households and those with 12 or more people as they were likely to be nursing homes or old peoples’ homes.

We identified for each household covariates associated with an increased risk from influenza or lower respiratory tract infection using the categories defined by the UK Chief Medical Officer [26]. These are people with asthma and chronic respiratory disease, immunosuppression, chronic cardiovascular, liver or kidney disease, diabetes, asplenia, morbidly obese, and pregnant women. We used the World Health Organisations (WHO) classification of obesity [27].

Finally, we looked at rural-urban-conurbation differences and for regional differences between the north and south of England. To do this we categorised individuals using ONS tables, based on their post code, into those who live in rural, urban (strictly “town and city” in the ONS classification), or in conurbations. These are based on increasing population density.

Retrospective cohort study

We studied the survival time, analysing the gap time between incidence of ILI, LRTI and URTI separately, using a shared gamma frailty model [28, 29]. We looked for incidence in households in England from 1st September 2013 until 30th April 2018. We employed a shared gamma frailty survival model with time-varying covariates to model gap times between transmission times of influenza or acute respiratory illness at the person level [28]. We used this model because over the 5 years of the longitudinal study, household transmission is a possibly recurrent event and the study population is clustered by household. The frailty term is a random effect in the model to account for the household unobserved heterogeneity. Presence of an under 5-years in the household was included in the model to study potential association with transmissions. We controlled for potential confounding at the individual level due to sex, ethnicity, age band, IMD quintile, [23] and at the household level for household size, urban-rural classification and NHS region. Age band was modelled as a time-varying covariate at the person level and household size, presence of an under 5-year old and presence of disease in a household (see: Presence of Disease in Table 4, variable types) were time-varying covariates at the household level. We used the R library FrailtySurv, v 1.3.5 [30]. We reported the results as hazard ratios, [31] together with 95% confidence intervals.


Description of household size in the RCGP RSC network

We identified a total of 6,825,919 households. 17% of these were occupied by only one person, about 20% were occupied by 2, 3 or 4 people, 10% had 5 people living in the households while the rest (12%) had 6 or more people living in them. (Table 1).

Table 1 Structure of household in RCGP RSC network

Identifying cases of household incidence and their differing age-sex profile

We found 1407 cases of household incidence of ILI, 12,375 of LRTI and 68,503 of URTI. The number, rate, and age-sex profiles of the people affected varied from season to season in ILI, whereas the pattern people with household incidence of LRTI and URTI had similar age-sex distributions each year (Table 2). The household incidence of LRTI was bimodal with the highest rates in the under 5 and over 80-years age bands. Household incidence of URTI was also most frequent in the under 5-year old age-band with the 5- to 9-year old the next most frequent, with younger adults 25 to 45 years the group least affected. In the under 5-year olds males presented more with LRTI and URTI, whilst overall and in most age-bands females presented more than males. The same data are reported individually for each covariate included in the study (Supplementary material).

Table 2 Number of household presentations and rate by year of household incidence as a percentage of all ILI, LRTI and URTI cases and median age of case of household incidence

Repeated cross-sectional study

The only consistent findings across all three disease areas were the associations with a child under 5-years old in the household and increasing household size. The presence of a child under 5-years gave an IRR of 1·62 (95%CI 1·38–1·89, p < 0·0001), 2·40 (95%CI 2·04–2·83, p < 0·0001) and 4·46 (95%CI 3·79–5·25, p < 0·001) for ILI, LRTI and URTI respectively. There was a gradation in IRR from ILI (1·62) to LRTI (2·40) to URTI (4·46). Increasing household size, had a more consistent effect on IRR. The results were for ILI 1·40 (95%CI 1·31–1·4904, p < 0·00010, for LRTI 1·18 (95%CI 1·11–1·26, p < 0·0001) and finally for URTI the IRR was 1·56 (95%CI 1·47–1·67, p < 0·0001, Table 3). People of Asian ethnicity had a higher IRR of presenting with household incidence of ILI and URTI, but not LRTI (compared with white ethnicity).

Table 3 Incident rate ratio (IRR) of household incidence - summary table for influenza-like -illness (ILI), lower respiratory infection (LRTI) and upper respiratory infection (URTI). Registered Population of the RCGP RSC Surveillance Network of primary care practices in UK. 2013/14 Season to 2017/18 Season. Children under 5-years in the household and increasing size were the only statistically significant incident differences across all three conditions· The IRR changed significantly between years for ILI but not for the other groups of conditions

Morbid obesity (WHO Class 3) was associated with increased incidence of ILI, whereas pregnancy was associated with lower rates. Asthma and the presence of an immunosuppressed person in the household was associated with a greater household incidence of LRTI and URTI. Coronary heart disease, CKD, and liver disease were associated with greater household incidence than households without these conditions. Diabetes and asplenia were not associated with a raised IRR.

Compared with London (reference region), NHS North region had a lower IRR of presentation with ILI (IRR 0·62 (95%CI 0·43–0·90, p = 0·011)) but was more likely to present with LRTI (IRR 1·51 (95%CI 1·04–2·18, p = 0·029)), though rural had a higher IRR than conurbations.

Compared with the 2013/14 (reference season), subsequent seasons had higher IRR for presentation from the same household with ILI. The differences were particularly great in the 2014/15 season (IRR 3·28 (95%CI 2·20–4·89, p < 0·0001) and the 2017/18 season (IRR 5·39 (95%CI 3·68–7·89, p < 0·0001).

Gender ratio (female over male) and IMD quintile (reduction with each quintile change towards higher socioeconomic status) were strongly associated with a higher IRR of presentation household incidence of URTI.

Retrospective cohort study, shared frailty model

The consistent findings across the negative binomial and the survival model were that children under 5-years old and increasing household size were associated with greater household incidence of ILI, LRTI and URTI. The presence of a child under 5-years gave a HR of 2·34 (95%CI 1·88–2·90, p < 0·0001), 2·97 (95%CI 2·76–3·2, p < 0·0001) and 10·32 (95%CI (10·04–10·62), p < 0·0001) for ILI, LRTI and URTI respectively. There was a gradation in HR from ILI (2·34) to LRTI (2·97) to URTI (10·32). Increasing household size, also had significant effect on HR. The results were for ILI 1·56 (95%CI 1·46–1·67, p < 0·0001, for LRTI 1·36 (95%CI 1·36–1·41, p < 0·0001) and finally for URTI the HR was 1·29 (95%CI 1·27–1·30, p < 0·0001, Table 4).

Table 4 Hazard ratio (HR) of household incidence - summary table for influenza-like -illness (ILI), lower respiratory infection (LRTI) and upper respiratory infection (URTI). Registered Population of the RCGP RSC Surveillance Network of primary care practices in UK. 2013/14 Season to 2017/18 Season

People of Asian ethnicity had a higher HR of presenting with household incidence of ILI and URTI, but not LRTI (compared with white ethnicity). HR was 2.38 (95%CI 2.32–2.44, p < 0.0001) for ILI and 1.48 (95%CI 1.42–1.55, p < 0.0001) for URTI. Rural living was significantly associated with a greater HR for household incidence of ILI and LRTI.

Asthma, diabetes, respiratory disease, coronary heart disease, CKD, obesity, Neurological disease and the presence of an immunosuppressed condition were associated with a significant household incidence of LRTI and URTI. Pregnancy was associated with a raised HR of presentation of household transmission of ILI, this was one of the few areas of contradiction between our results.

Female gender and lower SES were associated with a greater HR of household incidence of URTI in both models, in our frailty model female gender was associated with higher rates of household presentation with all three conditions.


Principal findings

We identified household incidence from direct analysis of routine primary care data. The highest rate was seen in URTI, then lower rates for LRTI and then ILI, respectively. The age-bands presenting in LRTI and URTI did not change greatly year-on-year, however they vary in ILI (Figs. 1 and 2, and Table 2). In years when ILI had higher levels of household incidence there were also increased rates of presentation of LRTI and URTI.

Fig. 1
figure 1

Standardised rates of household incidence cases for ILI, LRTI, URTI by age band, gender and year. There is most variation between years in ILI, though LRTI and URTI follow a similar pattern. Other than for some years in ILI and in LRTI and URTI in the 0-4 year age-band, females generally present more than males. Change in incidence rate of ILI, LRTI and URTI with household size, socioeconomic status and presence of children under 5-years in the household: Registered Population of the RCGP RSC Surveillance Network of primary care practices in UK. 2013/14 Season to 2017/18 Season

Fig. 2
figure 2

Association of household size, socioeconomic status and a child under 5-years old in the household on household incidence rates of ILI, LRTI and URTI. Registered Population of the RCGP RSC Surveillance Network of primary care practices in UK. 2013/14 Season to 2017/18 Season

Change in standardised rates

The standardised rates of household incidence had a similar pattern each year by age-band. However, there was variation between years with the difference much greater between years in ILI. Generally, females overall and across all ages presented more ILI, LRTI and URTI – other than in the under 5-years old category where boys presented more with household incidence of LRTI and URTI; and similarly, in the age 5 to 17-years age band, males presented more with household incidence of ILI and LRTI (Fig. 1).

A child under 5- years old in the household and increasing household size were associated with increased household incidence of all three conditions. The ranking of increased incidence from ILI, to LRTI to URTI was consistent between our models.

In our observational data, males presented more than females with ILI in some years, though boys under 5 years old consistently more with LRTI, and URTI (Fig. 1). Overall, as in our frailty model, females had a higher incidence than males (Table 4). Households with a person with comorbidities associated with increasing risk from influenza had a higher IRR and HR of household incidence of LRTI but not ILI (Tables 3 and 4) but a lower HR of URTI was seen in this group (Table 4). Asthma, though, was an exception to this.

Rural residence was associated with greater household incidence of ILI (both models) and LRTI (frailty), and again a lower incidence of URTI (frailty model, Tables 3 and 4). A contrasting pattern was seen in household incidence of ILI between NHS regions with London, regions outside London had lower rates of ILI. However, regions outside London generally had a higher rate of household incidence of LRTI, though lower rates of URTI.

Implications of the findings

Infections presenting within the same household can be identified in routinely collected CMR system data. The rate of household incidence of ILI varied and was highest in years where the rates were elevated in the general population, as in 2014/15 and 2017/18; seasons when there was either an antigenic or B-lineage mismatch to that season’s influenza vaccine. Household incidence data could be used to supplement other measures of vaccine effectiveness [32] (Fig. 2); including before and after the introduction of respiratory syncytial virus (RSV) vaccine.

Households with a child under 5-years of age and increasing household size were unsurprisingly, associated with higher rates of household incidence. This reinforces the view that young children are the carriers of many respiratory illnesses and supports the rationale for flu and other respiratory vaccinations in childhood [33]. Likewise increasing household size is an anticipated finding, as public health messages or invitations for vaccination were linked to household size [26] The differences between genders are interesting. The standardised crude data from our cross-sectional study (Fig. 1) reinforced findings in a previous RCGP RSC annual report paper that boys present more than girls with acute respiratory infections [17].

It was interesting that there was no greater presentation of household incidence of ILI from households with high risk people, but there was of LRTI but a lower HR of URTI. In a previous study although we reported more ILI and LRTI in diabetes, whilst presentation did not increase with poor diabetes control [34]. The lowest HR for URTI was from households with existing respiratory disease. However, asthma did not fit this pattern, it was the only comorbidity with a higher HR of presenting with household incidence of URTIs. This is possibly because asthma is a familial condition and can be precipitated by viral URTI.

We did not find any clear message from comparing regions or rurality. It would appear that rural and London regions have more household presentation with ILI, as seen in both models. However, in our frailty model, we showed more LRTI and less URTI in regions outside London.

Comparison with the literature

Our findings fit with existing evidence relating to pre-school children, female gender, and household size [6]. Whilst it is possible that household incidence in larger households might be due to increased contacts, another contributor is that children under 5-years shed flu virus for longer [35].

The presence of comorbidities in our study was not associated with increased household presentation of ILI or URTI (other than for households with asthma), though it was for LRTI, this contrasts with findings from other studies [6, 9]. Our frailty model suggested a higher HR of household transmission of ILI in pregnancy and supported by the literature, [10] though this was not found in our cross-sectional analysis. It is possible this difference was due to factors included in our frailty model but not in the cross sectional analysis. Additionally, immunisation programmes across the course of our study may have had an impact and should be considered in future studies. Pregnant women in the UK are immunised against influenza following the pandemic of 2009, to protect them from the increased risk of severe infection [36] and infants in the UK were also offered the pneumococcal conjugate vaccine (PCV7) in September 2006, followed by the PCV13 in April 2010 [37].

Strengths and limitations

This study was conducted using data from a well-established sentinel network, ending its 52nd season. Practices contribute data to a weekly report and receive feedback about data quality. Whilst our data have limitations, we feel RCGP RSC data are as good as they get from routine primary care CMR systems. Household incidence may represent household transmission, we decided that we would use the term “household incidence” as it is possible that cases within the same household were a result of school or other shared exposure. We have not looked at the effect of vaccines and more complex modelling on household incidence of respiratory illnesses; these will be considered as part of future research. The findings reported in this paper are based on codes from CMR systems, we have no virological or other laboratory / independent confirmation of diagnoses; virological sampling in RCGP RSC is restricted to 100 practices and only through the influenza season. Another limitation of our study is possible underestimation due to health care seeking as asymptomatic people may not visit their GPs. We also note that our ethnic categories are limited to those available widely in our source data, and that more granular ethnic data would be desirable in any future study.

Call for further research

Further research including vaccine records and virological specimens would provide a greater understanding of the nature of household incidence. It is possible there may be indirect benefits of influenza vaccination in households [36, 37]. Virological studies could also elicit the nature of the organism and whether our household incidence cases are genuinely household transmission.

We are able to identify communal establishments in our data, and identify those including older people. A study of this type would be useful, but beyond the scope of this paper.

Lastly, this methodology may be adapted to better understand the transmission of COVID-19 within households; the findings of such a study would inform policies regarding the reopening of schools and workplaces.


Household incidence can be detected from routine data collected in a sentinel network. This study reports from analysis of routine clinical data how household size and children under 5-years old are associated with a higher incidence of household presentation of influenza and other respiratory diseases. Our study shows that the risk of ILI, LRTI or URTI for people living in households with children under 5 years can be twice, thrice or ten times higher respectively than people living in households without children under 5 years. In addition, people living in larger households have a higher risk of infection with respiratory illnesses. These results align with previous research in household transmission studies. Younger age and number of household contacts have appeared in many recent studies, which report their association with higher susceptibility, see Table 1 in [37].

Although not shown in our study, greater incidence might provide a signal of reduced vaccine effectiveness in a particular season. It highlights that vaccination of young children against influenza may be pertinent in reducing transmission and further investigation including exposure to vaccines are needed. Ongoing direct measurement of household incidence may provide further insights into the epidemiology of respiratory infections and household composition and size. This might be a useful component of programmes for targeting vaccine update.

Availability of data and materials

All data analysed or generated during the study are included in the submission. The datasets however, are not available publicly, but can be made available upon request from the corresponding author.



Chronic Kidney Disease


Computerized medical record


General Practice


Hazard ratio


Influenza-like illness


Index of multiple deprivation


Incident rate ratio


Lower respiratory tract infections


National Health Service


Public Health England


Pneumococcal conjugate vaccine


Royal College of General Practitioners


Research and Surveillance Centre


Socioeconomic status


United Kingdom


Upper respiratory tract infections


World Health Organisation


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Practices and patients of the Royal College of General Practitioners Research and Surveillance Centre (RCGP RSC), who allowed their pseudonymised clinical medical records to be used for this study. Apollo Medical Systems for managing secure data extraction and the collaboration of the CMR suppliers EMIS, TPP, INPS and MicroTest. The authors would also like to thank Chris McGee, SQL developer, for his help with database management and data extraction, Mariya McGee (Practice liaison officer) and Gillian Smith (Public Health England).


This work was supported by Public Health England.

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Authors and Affiliations



SdeL: Conceptualisation; Methodology; Writing- Original draft /reviewing and Editing. JS: Data curation; Writing-reviewing and Editing. RB: Data curation; Writing-reviewing and Editing. OA: Writing- Original draft /reviewing and Editing. IY: liaising with our practices encouraging improvement in data quality, Writing-reviewing and Editing. MJ: Conceptualisation, Methodology, Formal analysis and interpretation; Writing-reviewing and Editing. AE: Conceptualisation, Writing-reviewing and Editing. RP: Conceptualisation, Writing-reviewing and Editing. MZ: Conceptualisation, Writing-reviewing and Editing. All authors have approved the submitted version of the manuscript and have agreed both to be personally accountable for the author’s own contributions and to ensure that questions related to the accuracy or integrity of any part of the work, even ones in which the author was not personally involved, are appropriately investigated, resolved, and the resolution documented in the literature.

Corresponding author

Correspondence to Simon de Lusignan.

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Ethics approval and consent to participate

Data used in this study were pseudonymised primary care data extracted from general practices who are members of the RCGP RSC network. These data were extracted into a secure network. Patients who opt out of data sharing are excluded from the extraction process.

This study was defined as a study of “Usual Practice,” by the UK Health Research Authority decision tool ( and as such did not require formal ethical approval. The study was approved by the RCGP Data Access Committee.

Consent for publication

Not applicable.

Competing interests

SdeL is the Director of RCGP RSC, principally funded by PHE. He has received funding from GSK and Seqirus through the University of Surrey to study the monitoring of vaccine adverse events and attitudes to flu vaccination, respectively. He has attended advisory Boards for Sanofi and Seqirus.

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de Lusignan, S., Sherlock, J., Akinyemi, O. et al. Household presentation of influenza and acute respiratory illnesses to a primary care sentinel network: retrospective database studies (2013–2018). BMC Public Health 20, 1748 (2020).

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