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Adapting an effective lifestyle intervention towards individuals with low socioeconomic status of different ethnic origins: the design of the MetSLIM study

Abstract

Background

People with low socioeconomic status (SES) and some ethnic minorities are often underrepresented in lifestyle programmes. Therefore, a lifestyle programme was developed especially targeting these groups. Developing this lifestyle programme and designing an intervention study to test the effectiveness of this programme was an informative process in which several obstacles were encountered and choices had to be made. Study protocols, however, rarely describe these obstacles encountered in the protocol design process, and it is not always clear why researchers made certain choices. Therefore, the aim of this article is to describe both the final MetSLIM study protocol and the considerations and choices made in designing this study protocol.

Methods/Design

The developed MetSLIM study has a quasi-experimental design, targeting 30- to 70-year-old adults with an elevated waist circumference, living in deprived neighbourhoods, of Dutch, Turkish or Moroccan descent. The intervention group participates in a 12-month lifestyle programme consisting of individual dietary advice, four group sessions and weekly sports lessons. The control group receives written information about a healthy lifestyle and one group session provided by a dietician. The study contains an elaborate effect, process and economic evaluation. Outcome measures are, among other things, change in waist circumference and the other components of the metabolic syndrome.

Discussion

Matching the preferences of the target group, such as their preferred setting, has implications for the entire study protocol. The process evaluation of the MetSLIM study will provide insight into the consequences of the choices made in the MetSLIM study protocol in terms of reach, acceptability and delivery of the programme, and the effect and economic evaluation will provide insight into the (cost)effectiveness of the lifestyle programme in order to reduce waist circumference among individuals with low SES of different ethnic origins.

Trial registration

Netherlands Trial Register NTR3721 (since November 27, 2012).

Background

Lifestyle intervention studies have shown that the development of cardiometabolic diseases such as type 2 diabetes mellitus (T2DM) can be prevented or postponed by the combination of a healthy diet and increased physical activity [1,2]. Furthermore, it has been established that certain lifestyle interventions can be cost-effective ways to decrease the burden of cardiometabolic diseases [3]. However, people with low socioeconomic status (SES) and some ethnic minorities are often underrepresented in lifestyle interventions [4-6]. This low level of participation is alarming, since the prevalence of cardiometabolic diseases is especially high in these groups [7-9].

In order to decrease the burden of lifestyle-related morbidity, effective lifestyle interventions are needed for low SES individuals and ethnic minorities. Therefore, a research project was started with the aim of developing a lifestyle intervention study especially targeted at these groups. The project focuses on the adaptation of a lifestyle intervention study named SLIM (Study of Lifestyle intervention and Impaired glucose tolerance Maastricht). The SLIM study was a randomized controlled trial, designed to study in a university setting the effectiveness of a diet and physical activity intervention on glucose tolerance in persons with impaired glucose tolerance [10]. The intervention programme consisted of one hour of individual dietary advice from a dietician every three months; annually, a 90-minute group session from a dietician; and free supervised aerobic and resistance training at the university fitness centre. The SLIM study showed that participants with impaired glucose tolerance improved their glucose tolerance and decreased their diabetes risk by participating in this diet and physical activity intervention [11,12]. Although the effects of the SLIM lifestyle programme were promising, and the programme seemed cost-effective [13], participants with lower SES dropped out earlier than participants with higher SES [12]. Furthermore, as in other studies in the Netherlands, participants had to be fairly fluent in spoken Dutch to be able to participate in the study because all the lifestyle intervention activities and measurements were provided in Dutch only, making it difficult for some ethnic minorities to participate.

The adaptation of the SLIM study protocol into the new study protocol, called MetSLIM, was an informative process in which several choices were made. Study protocols rarely describe obstacles encountered in the protocol design process, and it is not always clear why researchers make certain choices. Transparency, by sharing considerations and choices made, can, however, help other researchers to design their study protocol. Therefore, the aim of this article is to describe the design of the MetSLIM study and the considerations and choices made in adapting the SLIM study protocol to the needs of individuals with low SES of different ethnic origins.

Methods/Design

The protocol design process was supported by gathering information on the current health status and preferences of the target group; consulting health professionals, researchers and a communications expert; and assessing possibilities in the local community setting. The elements of the original SLIM study protocol and the considerations about maintaining or changing those elements for the MetSLIM study protocol are described in more detail in Tables 1 and 2.

Table 1 From SLIM to MetSLIM: considerations and choices regarding the inclusion and exclusion criteria
Table 2 From SLIM to MetSLIM: an overview of considerations and choices in the protocol design process

Objective

The objective of the MetSLIM study is to evaluate the (cost-)effectiveness of the adapted lifestyle programme to reduce elevated waist circumference and improve other components of the metabolic syndrome (MetS) in individuals with low socioeconomic status of Dutch, Turkish and Moroccan origin. It was decided to focus on these groups as they are three of the largest ethnic groups in the Netherlands [16]. Change in waist circumference was chosen as the primary outcome for the study because waist circumference is one of the components of the metabolic syndrome, a risk factor for cardiometabolic diseases [21] and easy to communicate to participants. Secondary outcomes are changes in the other components of MetS (i.e. triglycerides, HDL cholesterol, blood pressure and fasting glucose).

Study design

The MetSLIM study is a quasi-experimental 12-month intervention study. The intervention study is designed for execution in a community setting. In order to prevent spill-over and to have the opportunity to recruit enough participants, the study will be executed in two cities. Two Dutch cities with sufficient potential to recruit the target population have been identified on the basis of the location of the two involved universities, the presence of low SES neighbourhoods and the number of Turkish and Moroccan citizens [31]. Intervention group participants will be recruited in different neighbourhoods than control group participants. Participants will be measured at baseline and after 12 month. Turkish and Moroccan research assistants will assist in recruitment and data collection for the intervention study. The MetSLIM study is registered in the Dutch Trial Register (NTR3721) since November 27, 2012. The Medical Ethical Committee of Wageningen University approved the study protocol. All participants will give their written informed consent before participating in the study.

Sample size calculation

The sample size calculation was estimated based on the change in waist circumference as an outcome of SLIM after one year (mean difference between intervention and control group 2.1 cm) [11], and the expectation that we would be able to reach 50% of this effect in a real-life setting among this group. Taking into account a relatively high drop-out rate of 25% compared to the 10% in SLIM [11], we estimated that 252 participants (126 per group) would be required to show this effect with an alpha < 0.05 and 1 – beta > 0.8. The aim is to include equal numbers of male and female participants, equally distributed over the three ethnicities.

Study population

Inclusion and exclusion criteria

Applicants are eligible to participate if they fulfil the following criteria (see Table 1): (1) waist-to-height ratio (WHtR) > 0.5; (2) aged between 30 and 70 years; (3) no medication for high cholesterol, cardiovascular diseases (CVD), T2DM or renal failure; (4) living in a deprived neighbourhood; (5) Dutch, Turkish or Moroccan ethnic origin. Following the definitions of Statistics Netherlands, persons with both parents born in the Netherlands are considered to be Dutch [32], and persons who have at least one parent born in Morocco/Turkey are considered to be Moroccan/Turkish [33]. Applicants are excluded if they have any mental or physical disability that makes participation in a lifestyle intervention impossible, already participate in a regular vigorous exercise programme, or are pregnant or lactating.

Recruitment

Potential participants will be selected by GPs located in disadvantaged neighbourhoods or GPs who have many Turkish or Moroccan patients. GPs will make a selection of eligible patients in their database on the basis of the inclusion criteria regarding postal codes of deprived neighbourhoods [18], age and medication use. In addition, GPs will be asked to select the targeted ethnicities and to exclude those individuals who are unable to participate in the intervention because of their mental or physical condition. GPs will send an invitation to the selected patients to participate in the intervention study. The invitation will contain a brief screening questionnaire/registration form, an information booklet about the study, a tape measure and a return envelope. Participants of Turkish and Moroccan origin will receive the information materials in both Dutch and Turkish or Arabic, respectively.

In addition, multiple other recruitment strategies will be used. The intervention study will be promoted in the local community by researchers with the help and involvement of community health workers (e.g. social workers), local health professionals and other local contacts. Recruited participants will also be asked to inform friends or family members about the study and to ask them to participate in the study, if they meet the study criteria. Potential participants will fill in a screening questionnaire to check for the inclusion and exclusion criteria.

Intervention group

The lifestyle programme will last for 12 months. It will consist of four group meetings, four hours of individual dietary advice and weekly sports lessons provided in the neighbourhood. The first group meeting is an introduction/kick-off meeting, guided by the researcher, in which participants get to know the dietician, the sports instructor and other study participants. The other three group meetings are about nutrition and are guided by the dietician. The topics of these meetings include comparing products/reading labels, dealing with social occasions and making affordable choices in the supermarket. The four hours of individual dietary advice will be divided over a flexible number of consultations in order to suit the needs of the participants. Participants will receive dietary advice from an ethnicity-matched dietician and information leaflets from the Netherlands Heart Foundation and the Netherlands Nutrition Centre on the benefits of healthy nutrition and increased physical activity. If these information leaflets are available in Turkish or Arabic, participants will be provided with leaflets in the language of their choice.

The physical activity lessons will be set up especially for the study participants. The lessons will be offered for men and women separately. Female and male sports instructors will be involved to provide gender-matched physical activity lessons. Participants will also be allowed to bring a friend or family member to increase social support.

Participants will receive the results of their anthropometric measurements, blood glucose and total cholesterol concentrations, and their physical activity levels after the baseline measurements as well as after the end measurements. The participants’ GPs will receive anthropometric values, blood values and urine values.

Control group

At one group meeting, guided by a dietician, control group participants will receive general advice about a healthy diet. At the end of this meeting, participants will receive information leaflets on the benefits of healthy nutrition and increased physical activity. If these information leaflets are available in Turkish or Arabic, participants will be provided with leaflets in the language of their choice. Like in the intervention group, control group participants and their GPs will receive the results of the measurements.

Measurements

The researcher will make an appointment with (potential) participants at a location close to their home to measure their anthropometrics and blood pressure. Subsequently, the participant will receive a referral letter for the medical laboratory in their neighbourhood to hand in a urine sample and to have blood taken for testing. In addition, participants will be asked to fill in several questionnaires. Participants can choose to complete these questionnaires in Dutch or in their mother tongue. They will be asked whether they prefer to fill in the questionnaires themselves at home or with a research assistant speaking their mother tongue. All measurements, except the process evaluation measures, will be performed at baseline and after 12 months.

Physical measurements

Blood samples will be taken after at least 10 hours of fasting to measure fasting glucose, HLD cholesterol, LDL cholesterol, total cholesterol, triglycerides, HbA1c, fasting insulin, liver function enzymes, creatinine and uric acid. Fasting spot urine samples will be collected to measure creatinine and microalbumin. Blood pressure will be measured six times, with two minutes rest in-between, in a seated position, with the Omron 705CP. The mean will be calculated from the last five measurements. Anthropometric measurements will be taken, including body weight, waist circumference, hip circumference, body fat percentage and height. Height will be measured to the nearest 0.1 cm. Waist circumference will be determined midway between the lowest rib and the iliac crest, and measured to the nearest 0.5 cm. Hip circumference will be measured to the nearest 0.5 cm at the widest portion of the buttocks. Waist and hip circumference will both be measured twice. Body weight and body fat percentage will be measured with the Tanita BC-418 (Tanita Corporation, Tokyo, Japan).

Physical activity

To evaluate changes in physical activity level, participants will fill in the validated Short QUestionaire to Assess Health enhancing physical activity (SQUASH) [34]. A question on sedentary behaviour was added based on the Activity Questionnaire for Adults and Adolescents (AQuAA) [35]. Participants will additionally wear an activity monitor (GT3X+ Actigraph, Pensacola, FL, USA) for seven days in order to measure physical activity.

Dietary intake

To evaluate changes in diet, an ethnic-specific Food Frequency Questionnaire (FFQ) will be administered [36].

Determinants of behaviour

A questionnaire has been developed to gain insight into determinants of behaviour. Questions to measure barriers to, and reasons for, healthy eating and physical activity are based on questions used in the Pan-EU Survey [37]. Items to measure perceived social influence are based on scales described by Schulz et al. [38]. The extent to which participants intend to be physically active and eat healthily will be assessed by the means of a Stages of Change Scale based on Prochaska and DiClemente’s Transtheoretical Model [39]. To assess knowledge with regard to nutrition, participants will be asked to select the healthiest choice from 10 pairs of products [40].

Quality of life

Quality of life will be assessed with the SF-36 questionnaire [41].

Process evaluation

A process evaluation guide has been developed on the basis of items described in the literature [42-46], including process evaluation measures to evaluate recruitment, reach, dose delivered, implementation integrity and programme acceptability. Data will be gathered by means of logbooks, registration forms, participants’ questionnaires, non-response survey, drop-out survey and individual interviews with the dieticians and sports instructors.

Economic evaluation

Costs and effects of the intervention programme will be compared with costs and effects of the control programme. The economic evaluation consists of a cost-effectiveness analysis and cost-utility analysis, and will be done from a societal and a healthcare perspective. A time horizon of 12 months will be used. Change in waist circumference will be used as clinical outcome for the cost-effectiveness analysis, and quality-adjusted life years (QALYs) for the cost-utility analysis. QALYs will be assessed with the EuroQoL instrument (EQ-5D-5L) [47,48]. Healthcare costs, patient costs and participants’ productivity losses will be assessed with a questionnaire. The intervention costs, including both staffing and materials, will be assessed on the basis of the attendance lists, registration forms and project logbooks of the health professionals and/or researchers. The Dutch guidelines for costing research within health economic evaluations will be used to value costs [49].

Statistical analyses

For the effect evaluation, the intention-to-treat method will be followed. Changes in effect outcomes will be compared between the intervention and the control group. Analyses will be adjusted for age, gender, ethnicity and other possible confounders. For the process evaluation, both quantitative and qualitative data will be collected. Interviews will be analysed using a thematic approach. Quantitative data will be described by means and frequencies. Characteristics of the responders versus non-responders, and of the completers versus drop-outs, will be analysed by means of an independent sample t-test or chi-squared test. For the economic evaluation, the incremental cost-effectiveness ratio will be calculated on the basis of the differences in costs and effects between the intervention and the control programme. Bootstrapping will be used to calculate confidence intervals around costs and effects. A cost-effectiveness acceptability curve will be constructed from which it can be judged whether the intervention is cost-effective given a range of cost-effectiveness thresholds. The cost-effectiveness analyses will be complemented with sensitivity analyses for critical assumptions.

Discussion

This article provides a detailed description of the MetSLIM study protocol, which is based on the SLIM study protocol. Furthermore, this article gives insight into the obstacles encountered in developing the MetSLIM study targeting low SES individuals of different ethnic origins. Adaptations to the original SLIM study protocol were considered necessary in order to overcome practical barriers that hinder the target group’s participation; to suit the (cultural) needs of the target group; and to make it feasible to perform the study in a local (community) setting. The main adaptations regarding the lifestyle programme, which will be offered to the intervention group, are: 1) additional group meetings about price concerns and social occasions with regard to a healthy diet; 2) ethnicity-matched dietician; 3) gender-matched sports instructor; 4) all activities in the participants’ own neighbourhood; and 5) activities for women and men separately. These adaptations are expected to be relevant for both the recruitment and retention of participants and for the successful delivery of the lifestyle programme [50].

A strict comparison between the effects of the adapted and the original lifestyle programme will be difficult. The target groups of SLIM and MetSLIM vary more than just in socioeconomic status and ethnicity. MetSLIM will include persons at a younger age and with an elevated waist circumference instead of impaired glucose tolerance, and excludes persons who use medication for cardiometabolic diseases. Consequently, the study population of the two studies could differ in health status, and this might influence both the interest in participating in a lifestyle programme, either positively or negatively [5,51], and the possible health gains from participating in a lifestyle programme [52].

A strength of the adaptation from the SLIM study protocol to the MetSLIM study protocol is that we involved the target group, (health) professionals and other researchers, and checked possibilities in the local setting while designing the MetSLIM study protocol. This enabled the creation of a study protocol that takes into account both the needs of the target group and what is actually possible in the local setting. In the end, however, researchers made the final decisions in the design of the MetSLIM study protocol. Although practically challenging, it could have been useful to involve the target group and health professionals in this decision making as well, in order to take into account the balance between evidence-based concerns and the acceptability or applicability of the intervention [50,53]. The multidisciplinary backgrounds of the research team, however, contributed to a careful consideration of the advantages and disadvantages of various choices in the study protocol. In addition, to check the applicability of several intervention materials, the materials were assessed by local health professionals and a communications expert.

The current article illustrates, next to a detailed description of the MetSLIM study protocol, several considerations that should be taken into account when a study protocol is being adapted or developed for individuals with low SES of different ethnic origins. Transparency, by sharing these considerations and choices made in the development of a study protocol, can help other researchers and health professionals to create appropriate strategies for (testing the effectiveness of) lifestyle interventions for this target group. Recruitment for the MetSLIM study started in January 2013 and data collection is expected to finish in June 2015. The process evaluation of the MetSLIM study will provide insight into the consequences of the choices made in the adapted study protocol in terms of reach, acceptability and delivery of the programme, and the effect and economic evaluation will provide insight into the (cost)effectiveness of the adapted lifestyle programme to reduce waist circumference among individuals with low SES of different ethnic origins.

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Acknowledgements

We thank our health professionals and colleague researchers who shared their experiences of working with the target group and gave us valuable advice. We thank LekkerLangLeven (cooperation between the Dutch Diabetes Research Foundation, the Dutch Kidney Foundation and the Dutch Heart Foundation) for supporting this research.

Author information

Correspondence to Dorit Teuscher.

Additional information

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

All authors were involved in designing the MetSLIM protocol. AJB and DT contributed equally to writing the manuscript. EJMF, MAvB, RJR and AM were involved in reviewing and improving the manuscript. All authors read and approved the final manuscript.

Dorit Teuscher and Andrea J Bukman contributed equally to this work.

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Keywords

  • Study protocol
  • Lifestyle intervention
  • Health promotion
  • Socioeconomic status
  • Ethnic groups