Neighborhood Socioeconomic Status, Depression, and Health Status in the Look AHEAD (Action for Health in Diabetes) Study
© Gary-Webb et al; licensee BioMed Central Ltd. 2011
Received: 5 May 2010
Accepted: 19 May 2011
Published: 19 May 2011
Depression and diminished health status are common in adults with diabetes, but few studies have investigated associations with socio-economic environment. The objective of this manuscript was to evaluate the relationship between neighborhood-level SES and health status and depression.
Individual-level data on 1010 participants at baseline in Look AHEAD (Action for Health in Diabetes), a trial of long-term weight loss among adults with type 2 diabetes, were linked to neighborhood-level SES (% living below poverty) from the 2000 US Census (tracts). Dependent variables included depression (Beck Inventory), and health status (Medical Outcomes Study (SF-36) scale). Multi-level regression models were used to account simultaneously for individual-level age, sex, race, education, personal yearly income and neighborhood-level SES.
Overall, the % living in poverty in the participants' neighborhoods varied, mean = 11% (range 0-67%). Compared to their counterparts in the lowest tertile of neighborhood poverty (least poverty), those in the highest tertile (most poverty) had significantly lower scores on the role-limitations(physical), role limitations(emotional), physical functioning, social functioning, mental health, and vitality sub-scales of the SF-36 scale. When evaluating SF-36 composite scores, those living in neighborhoods with more poverty had significantly lower scores on the physical health (β-coefficient [β] = -1.90 units, 95% CI: -3.40,-0.039), mental health (β = -2.92 units, -4.31,-1.53) and global health (β = -2.77 units, -4.21,-1.33) composite scores.
In this selected group of weight loss trial participants, lower neighborhood SES was significantly associated with poorer health status. Whether these associations might influence response to the Look AHEAD weight loss intervention requires further investigation.
Despite the surge of literature evaluating the neighborhood environment and general health, there is only a smaller, growing body of literature evaluating neighborhood and mental health outcomes . Most previous studies have examined the perception of neighborhood problems with depression, anxiety, and health status [2–7], with only a few using objective measures of the neighborhood environment . Overall, most studies were multi-level and showed that more neighborhood problems or detrimental aspects of the physical environment are associated with worse mental health, particularly, depression.
It is well known that individuals with diabetes experience more depression and diminished health status compared to those without diabetes [9, 10]. Therefore, to explore potential contributions to this relationship, it is important to understand the association between objective neighborhood context, health status, and depression among individuals with diabetes. We conducted a multi-level, cross-sectional analysis at baseline in the Look AHEAD study (a multicenter controlled trial in 5,145 overweight adults with type 2 diabetes designed to determine the long-term health effects of interventions to achieve intentional weight loss) to determine the association between neighborhood and weight-related health behaviors . Results showed several significant associations with neighborhood and weight control behaviors for food and physical activity. In this manuscript, we evaluated the association between neighborhood poverty and the expanded outcomes of individual-level health status and depression.
Study Population of the Parent Study
The primary objective of the Look AHEAD (Action for Health in Diabetes) study [12, 13] is to examine, in overweight volunteers with type 2 diabetes, the long-term effects of an intensive lifestyle intervention program designed to achieve and maintain weight loss by decreased caloric intake and increased physical activity. The intervention group is compared to a control condition involving a program of diabetes education and support. The primary basis for the comparison is the incidence of serious cardiovascular events. Other outcomes, including cardiovascular disease risk factors, diabetes-related metabolic factors and complications, and the cost-effectiveness of the intensive intervention are also studied. Participants are 5,145 volunteers with type 2 diabetes who are 45-75 years of age and overweight or obese (body mass index [BMI] ≥ 25 kg/m2).
Study Population of the Ancillary Study
This ancillary study was conducted using baseline (before the intervention) data from Look AHEAD participants at 4 clinical sites; Baltimore(n = 302), Philadelphia(n = 293), Pittsburgh(n = 321), and New York(n = 303). Sites were chosen because of their close geographic proximity relative to all of the Look AHEAD clinical sites and similar demographic profile (predominately white and African-American). The total study sample for this ancillary consists of 1010 participants with complete data on neighborhood environment and other key variables. Addresses were used to identify the corresponding census tracts for each participant (neighborhood) as defined by the 2000 US Census using a process called geocoding and software program ArcGIS™. The program matches imported addresses to geographic maps and other geographic data. Matches are rated with scores from 0 (no match) to 100 (perfect match); we accepted matches with 80% certainty or more. Once we identified the census tracts and corresponding data for each participant, these data were linked to the individual-level participant data collected during the Look AHEAD trial.
Main Data Sources
Data are derived from the 2000 US Census long form and include demographic characteristics (age, race, sex), housing characteristics (housing structure, number of rooms), economic characteristics (occupation, place of work and journey to work) and financial characteristics (value of home, rent, utilities cost) for each census tract.
Participants in the Look AHEAD study underwent extensive data collection at baseline, including interview, physical examination, and blood and urine assays . Although the trial will last over 10 years, this manuscript is restricted to data collected at baseline only. The Look AHEAD trial was approved by the Johns Hopkins School of Medicine Institutional Review Board.
Key Independent Variables
Using the census data, indices of neighborhood socio-economic status (SES) developed by Diez-Roux and Winkleby/Cubbin were created using variables such as the % of persons living below poverty, % of adults with a college degree, median household income, % of persons earning interest income, % of adults in executive/managerial occupations, and % of adults who are unemployed. To produce comparable data for the Diez-Roux and Cubbin indices used in previous studies [14–16], we presented them along with the single item "% of individuals in the census tract living below the federal poverty line" because this measure is highly correlated with other census-based indices and has been shown to be similarly predictive of health outcomes .
Covariates were individual-level socio-demographic characteristics: sex, age in years, education in years, race (black, White, Hispanic or other), and categories of yearly, personal income. Body Mass Index (BMI) was presented to show that, per Look AHEAD eligibility criteria, all participants were overweight or obese.
Key Dependent Variables
The Medical Outcomes Study (MOS) Short Form-36 Health Survey (SF-36), a multidimensional scale of health status designed for self or interviewer administration was used to measure health status [17, 18]. The SF-36 has demonstrated reliability and validity and is widely used in health outcomes research . The SF-36 measures 8 health domains: 1) Physical functioning, 2) Role limitations because of physical health problems, 3) Bodily pain, 4) Social functioning, 5) General mental health (psychological distress and psychological well-being, 6) Role limitations because of emotional problems, 7) Vitality (energy/fatigue), and 8) General health perceptions. SF-36 responses were recorded on 5-point scales. Scores for each health domain scale range from 0 to 100, with higher scores indicating better functioning or well being. Composite scores for global, physical, and mental health were also calculated . Depressive symptoms were measured using the Beck Depression Inventory ; higher scores indicate more depressive symptoms.
In this analysis, the main independent variables were the neighborhood factors and the main dependent variables were individual-level depression and health status from the Look AHEAD study. Descriptive statistics were used to describe the study population.
Multi-level linear models were used to analyze the aggregate and individual level data [21–23]. Recognizing that when studying group-level variables, individuals are nested within those groups, multi-level analyses are designed to account for this clustering. In the current study, intercept terms were allowed to vary for each cluster (random effect) while all other variables were considered as fixed effects. Multilevel models were used specifying census tract as the cluster variable. They were fit first with the neighborhood level factor (% poverty) as the independent variable and individual-level depression and health status as outcome variables in separate models. Subsequently, individual-level SES (personal yearly income and education) were added while also controlling for potential confounders (age, sex, race). This enabled us to determine the independent contribution of neighborhood SES entered into the models as tertiles and β coefficients comparing the highest tertiles (most poverty) to the lowest tertile (least poverty) are shown in the table.
We also examined if neighborhood was associated with weight and a number of other clinical variables (including glycemic control). Since this ancillary study was set within a randomized controlled trial at baseline, the participants had similar health profiles at the beginning of the study and most of those associations were not significant. Therefore, we did not feel that it was appropriate to adjust for these variables in the analysis. All analyses were conducted using STATA statistical software, version 10.
Selected Baseline Characteristics of Study Participants
Selected Characteristics of 1010 Look AHEAD Participants
59.2 ± 6.7
13 - 16
Other or Hispanic
Body mass index [BMI, kg/m2]
36.2 ± 5.8
Neighborhood Census Tract Indicators
Percent Below Poverty [Range = 0, 0.67]
0.11 ± 0.10
Tertile 1 (<0.05)
Tertile 2 (0.05-0.11)
Tertile 3 (>0.11)
Cubbin Deprivation Score [Range = -2.9, 2.8]
-0.006 ± 0.79
Tertile 1 (<-0.34)
Tertile 2 (-0.34-0.31)
Tertile 3 (>0.31)
Diez-Roux Deprivation Score [Range = -18.7, 12.0]
0.003 ± 5.1
Tertile 1 (<-2.00)
Tertile 2 (-2.00-2.59)
Tertile 3 (>2.59)
Beck Depression Score [Range = 0, 30] *
4.72 ± 4.39
Physical Functioning [Range = 19, 58]
48.51 ± 7.85
Role Limitations-Physical [Range = 26, 56]
44.03 ± 12.07
Bodily Pain [Range = 22, 60]
49.59 ± 8.68
General Mental Health [Range = 23, 60]
49.40 ± 6.78
Role Limitations-Emotional [Range = 19, 54]
46.58 ± 12.37
Social Functioning [Range = 17, 57]
52.77 ± 7.60
Vitality [Range = 29, 65]
49.98 ± 6.81
General Health [Range = 23, 64]
45.89 ± 8.37
General Health Composite Score [Range = 22, 61]
45.63 ± 8.89
Mental Health Composite Score [Range = 23, 62]
50.08 ± 7.53
Physical Health Composite Score [Range = 20, 63]
47.77 ± 8.17
Association between Neighborhood SES, Health Status, and Depression
Adjusted Beta Coefficients and 95% Confidence Intervals for Neighborhood Indicators, Composite Health Status and Depression among Participants in the Look AHEAD Study
Physical Health Composite
Mental Health Composite
Global Health Composite
Our results suggest that among this group of overweight adults with type 2 diabetes in the Look AHEAD study, lower neighborhood SES was significantly associated with poorer health status. These conclusions are supported by results from this study that included a diverse range of neighborhoods, detailed individual-level data, and a large percentage of minority participants.
There were, however, a few limitations. First, using the census tract as a proxy for neighborhood has been criticized, however, many studies have used this indicator, allowing us to compare our findings across studies. Furthermore, the wealth of data available from the US Census provides a comprehensive view of this geographic entity. Similarly, the neighborhood data may not have represented the entire baseline time-period for the Look AHEAD study. Data used were from the 2000 Census and 2004 Consumer database; Look AHEAD participants were recruited from 2001-2004. Neighborhoods are constantly changing, however the time-frame for the data used was close to the study recruitment period. Second, given the eligibility criteria for entry into the study, the population was fairly homogeneous with respect to some factors. One example was weight and clinical variables such as glycemic control, which had little variation by neighborhood. In a future study, we plan to conduct longitudinal analyses and determine how neighborhood influences response to the weight loss intervention. The longitudinal analyses should show more variation in the dependent variables as individuals respond differently to the intervention.
This study supports the previous literature and gives more evidence for a consistent association between neighborhood poverty and its association with poorer mental health outcomes. Moreover, it gives weight to a strong association when using an objective measure of neighborhood SES which supports the prior studies that focused mostly on perceived measures of neighborhood. Furthermore, this study was conducted in a sample of adults with type 2 diabetes. Persons with diabetes are known to have higher rates of depression [9, 10, 24], and understanding how other factors influence depression in this population will ultimately contribute to strategies for prevention.
Two recent systematic review articles summarized the state of the literature on neighborhood and mental health, particularly in relation to depression or depressive symptoms [25, 26]. Although the consistent theme was that few studies attempted to quantify potential mechanisms, many different pathways and mediating variables were hypothesized. For example, Kim and colleagues outlined a conceptual framework that considered several pathways as potential mediators including: 1) physical health as a result of environmental hazards, 2) health behaviors that may be inhibited by features of the physical environment, 3) psychosocial stress as a result of neighborhood disorder and crime, and 4) resources and social capital that might be lacking as a result of suboptimal social environment [26, 27]. Mair and colleagues support these hypotheses and suggest that developing more theory on these process features and empirically testing them is fundamental to strengthening causal inference . Consequently, future studies should pay careful attention to these mechanisms order to identify areas for intervention. A recent qualitative assessment using concept mapping has begun this process  and should provide the foundation for further development.
The authors would like to acknowledge the Look AHEAD staff and participants who made this research possible.
This project was funded by grants from the National Institutes of Health. Dr. Gary-Webb was funded by grants from the NIDDK (U01-DK57149-05S1) and NHLBI (K01-HL084700) and Dr. Brancati was funded by a grant from the NIDDK (K24-DK6222). The authors would like to acknowledge the Look AHEAD research group, which has been previously described (ref 12).
Look AHEAD Research Group at Baseline
The Johns Hopkins Medical Institutions Frederick Brancati, MD, MHS; Debi Celnik, MS, RD, LD; Jeff Honas, MS; Jeanne Clark, MD, MPH; Jeanne Charleston, RN; Lawrence Cheskin, MD; Kerry Stewart, EdD; Richard Rubin, PhD; Kathy Horak, RD
Pennington Biomedical Research Center George A. Bray, MD; Kristi Rau; Allison Strate, RN; Frank L. Greenway, MD; Donna H. Ryan, MD; Donald Williamson, PhD; Elizabeth Tucker; Brandi Armand, LPN; Mandy Shipp, RD; Kim Landry; Jennifer Perault
The University of Alabama at Birmingham Cora E. Lewis, MD, MSPH; Sheikilya Thomas MPH; Vicki DiLillo, PhD; Monika Safford, MD; Stephen Glasser, MD; Clara Smith, MPH; Cathy Roche, RN; Charlotte Bragg, MS, RD, LD; Nita Webb, MA; Staci Gilbert, MPH; Amy Dobelstein; L. Christie Oden; Trena Johnsey
Massachusetts General Hospital: David M. Nathan, MD; Heather Turgeon, RN; Kristina P. Schumann, BA; Enrico Cagliero, MD; Kathryn Hayward, MD; Linda Delahanty, MS, RD; Barbara Steiner, EdM; Valerie Goldman, MS, RD; Ellen Anderson, MS, RD; Laurie Bissett, MS, RD; Alan McNamara, BS; Richard Ginsburg, PhD; Virginia Harlan, MSW; Theresa Michel, MS
Joslin Diabetes Center: Edward S. Horton, MD; Sharon D. Jackson, MS, RD, CDE; Osama Hamdy, MD, PhD; A. Enrique Caballero, MD; Sarah Ledbury, MEd, RD; Maureen Malloy, BS; Ann Goebel-Fabbri, PhD; Kerry Ovalle, MS, RCEP, CDE; Sarah Bain, BS; Elizabeth Bovaird, BSN, RN; Lori Lambert, MS, RD
Beth Israel Deaconess Medical Center: George Blackburn, MD, PhD; Christos Mantzoros, MD, DSc; Ann McNamara, RN; Heather McCormick, RD
University of Colorado Health Sciences Center James O. Hill, PhD; Marsha Miller, MS, RD; Brent VanDorsten, PhD; Judith Regensteiner, PhD; Robert Schwartz, MD; Richard Hamman, MD, DrPH; Michael McDermott, MD; JoAnn Phillipp, MS; Patrick Reddin, BA; Kristin Wallace, MPH; Paulette Cohrs, RN, BSN; April Hamilton, BS; Salma Benchekroun, BS; Susan Green; Loretta Rome, TRS; Lindsey Munkwitz, BS
Baylor College of Medicine John P. Foreyt, PhD; Rebecca S. Reeves, DrPH, RD; Henry Pownall, PhD; Peter Jones, MD; Ashok Balasubramanyam, MD; Molly Gee, MEd, RD
University of California at Los Angeles School of Medicine Mohammed F. Saad, MD; Ken C. Chiu, MD; Siran Ghazarian, MD; Kati Szamos, RD; Magpuri Perpetua, RD; Michelle Chan, BS; Medhat Botrous
The University of Tennessee Health Science Center University of Tennessee East. Karen C. Johnson, MD, MPH; Leeann Carmichael, RN; Lynne Lichtermann, RN, BSN
University of Tennessee Downtown. Abbas E. Kitabchi, PhD, MD; Jackie Day, RN; Helen Lambeth, RN, BSN; Debra Force, MS, RD, LDN; Debra Clark, LPN; Andrea Crisler, MT, Donna Green, RN; Gracie Cunningham; Maria Sun, MS, RD, LDN; Robert Kores, PhD; Renate Rosenthal, PhD; and Judith Soberman, MD
University of Minnesota Robert W. Jeffery, PhD; Carolyn Thorson, CCRP; John P. Bantle, MD; J. Bruce Redmon, MD; Richard S. Crow, MD; Jeanne Carls, MEd; Carolyne Campbell; La Donna James; T. Ockenden, RN; Kerrin Brelje, MPH, RD; M. Patricia Snyder, MA, RD; Amy Keranen, MS; Cara Walcheck, BS, RD; Emily Finch, MA; Birgitta I. Rice, MS, RPh, CHES; Vicki A. Maddy, BS, RD; Error! Reference source not found., BS
St. Luke's Roosevelt Hospital Center Xavier Pi-Sunyer, MD; Jennifer Patricio, MS; Jennifer Mayer, MS; Stanley Heshka, PhD; Carmen Pal, MD; Mary Anne Holowaty, MS, CN; Diane Hirsch, RNC, MS, CDE
University of Pennsylvania Thomas A. Wadden, PhD; Barbara J. Maschak-Carey, MSN, CDE; Gary D. Foster, PhD; Robert I. Berkowitz, MD; Stanley Schwartz, MD; Shiriki K. Kumanyika, PhD, RD, MPH; Monica Mullen, MS, RD; Louise Hesson, MSN; Patricia Lipschutz, MSN; Anthony Fabricatore, PhD; Canice Crerand, PhD; Robert Kuehnel, PhD; Ray Carvajal, MS; Renee Davenport; Helen Chomentowski
University of Pittsburgh David E. Kelley, MD; Jacqueline Wesche-Thobaben, RN, BSN, CDE; Lewis Kuller, MD, DrPH.; Andrea Kriska, PhD; Daniel Edmundowicz, MD; Mary L. Klem, PhD, MLIS; Janet Bonk, RN, MPH; Jennifer Rush, MPH; Rebecca Danchenko, BS; Barb Elnyczky, MA; Karen Vujevich, RN-BC, MSN, CRNP; Janet Krulia, RN, BSN, CDE; Donna Wolf, MS; Juliet Mancino, MS, RD, CDE, LDN; Pat Harper, MS, RD, LDN; Anne Mathews, MS, RD, LDN
Brown University Rena R. Wing, PhD; Vincent Pera, MD; John Jakicic, PhD; Deborah Tate, PhD; Amy Gorin, PhD; Renee Bright, MS; Pamela Coward, MS, RD; Natalie Robinson, MS, RD; Tammy Monk, MS; Kara Gallagher, PhD; Anna Bertorelli, MBA, RD; Maureen Daly, RN; Tatum Charron, BS; Rob Nicholson, PhD; Erin Patterson, BS; Julie Currin, MD; Linda Foss, MPH; Deborah Robles; Barbara Bancroft, RN, MS; Jennifer Gauvin, BS; Deborah Maier, MS; Caitlin Egan, MS; Suzanne Phelan, PhD; Hollie Raynor, PhD, RD; Don Kieffer, PhD; Douglas Raynor, PhD; Lauren Lessard, BS; Kimberley Chula-Maguire, MS; Erica Ferguson, BS, RD; Richard Carey, BS; Jane Tavares, BS; Heather Chenot, MS; JP Massaro, BS
The University of Texas Health Science Center at San Antonio Steve Haffner, MD; Maria Montez, RN, MSHP, CDE; Connie Mobley, PhD, RD; Carlos Lorenzo, MD
University of Washington/VA Puget Sound Health Care System Steven E. Kahn, MB, ChB; Brenda Montgomery, MS, RN, CDE; Robert H. Knopp, MD; Edward W. Lipkin, MD, PhD; Matthew L. Maciejewski, PhD; Dace L. Trence, MD; Roque M. Murillo, BS; S. Terry Barrett, BS
Southwestern American Indian Center, Phoenix, Arizona and Shiprock, New Mexico William C. Knowler, MD, DrPH; Paula Bolin, RN, MC; Tina Killean, BS; Carol Percy, RN; Rita Donaldson, BSN; Bernadette Todacheenie, EdD; Justin Glass, MD; Sarah Michaels, MD; Jonathan Krakoff, MD; Jeffrey Curtis, MD, MPH; Peter H. Bennett, MB, FRCP; Tina Morgan; Ruby Johnson; Cathy Manus; Janelia Smiley; Sandra Sangster; Shandiin Begay, MPH; Minnie Roanhorse; Didas Fallis, RN; Nancy Scurlock, MSN, ANP; Leigh Shovestull, RD
Wake Forest University School of Medicine Mark A. Espeland, PhD; Judy Bahnson, BA; Lynne Wagenknecht, DrPH; David Reboussin, PhD; W. Jack Rejeski, PhD; Wei Lang, PhD; Alain Bertoni, MD, MPH; Mara Vitolins, DrPH; Gary Miller, PhD; Paul Ribisl, PhD; Kathy Dotson, BA; Amelia Hodges, BS; Patricia Hogan, MS; Kathy Lane, BS; Carrie Combs, BS; Christian Speas, BS; Delia S. West, PhD; William Herman, MD, MPH
Central Resources Centers
DXA Reading Center, University of California at San Francisco Michael Nevitt, PhD; Ann Schwartz, PhD; John Shepherd, PhD; Jason Maeda, MPH; Cynthia Hayashi; Michaela Rahorst; Lisa Palermo, MS, MA
Central Laboratory, Northwest Lipid Research Laboratories Santica M. Marcovina, PhD, ScD; Greg Strylewicz, MS
ECG Reading Center, EPICARE, Wake Forest University School of Medicine Ronald J. Prineas, MD, PhD; Zhu-Ming Zhang, MD; Charles Campbell, AAS, BS; Sharon Hall
Diet Assessment Center, University of South Carolina, Arnold School of Public Health, Center for Research in Nutrition and Health Disparities Elizabeth J Mayer-Davis, PhD; Cecilia Farach, DrPH
National Institute of Diabetes and Digestive and Kidney Diseases: Barbara Harrison, MS; Susan Z. Yanovski, MD; Van S. Hubbard, MD PhD
National Heart, Lung, and Blood Institute: Lawton S. Cooper, MD, MPH; Eva Obarzanek, PhD, MPH, RD; Denise Simons-Morton, MD, PhD
Centers for Disease Control and Prevention: David F. Williamson, PhD; Edward W. Gregg, PhD
Funding and Support
This study is supported by the Department of Health and Human Services through the following cooperative agreements from the National Institutes of Health: DK57136, DK57149, DK56990, DK57177, DK57171, DK57151, DK57182, DK57131, DK57002, DK57078, DK57154, DK57178, DK57219, DK57008, DK57135, and DK56992. The following federal agencies have contributed support: National Institute of Diabetes and Digestive and Kidney Diseases; National Heart, Lung, and Blood Institute; National Institute of Nursing Research; National Center on Minority Health and Health Disparities; Office of Research on Women's Health; and the Centers for Disease Control and Prevention. This research was supported in part by the Intramural Research Program of the National Institute of Diabetes and Digestive and Kidney Diseases. The Indian Health Service (I.H.S.) provided personnel, medical oversight, and use of facilities. The opinions expressed in this paper are those of the authors and do not necessarily reflect the views of the I.H.S. or other funding sources.
Additional support was received from The Johns Hopkins Medical Institutions Bayview General Clinical Research Center (M01-RR-02719); the Massachusetts General Hospital Mallinckrodt General Clinical Research Center (M01-RR-01066); the University of Colorado Health Sciences Center General Clinical Research Center (M01 RR00051) and Clinical Nutrition Research Unit (P30 DK48520); the University of Tennessee at Memphis General Clinical Research Center (M01RR00211-40); the University of Pittsburgh General Clinical Research Center (M01 RR000056 44) and NIH grant (DK 046204); and the University of Washington/VA Puget Sound Health Care System Medical Research Service, Department of Veterans Affairs.
The following organizations have committed to make major contributions to Look AHEAD: Federal Express; Health Management Resources; Johnson & Johnson, LifeScan Inc.; Optifast-Novartis Nutrition; Roche Pharmaceuticals; Ross Product Division of Abbott Laboratories; Slim-Fast Foods Company; and Unilever.
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