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Table 1 Description of included studies

From: A systematic review of community-to-facility neonatal referral completion rates in Africa and Asia

Country and start year of study, official study name

Setting (years)

Purpose of study

Active surveillance

% of enrolled population who received home visit, at what timing

Referral facilitation

Referral from whom to where

Timing definition of referral completion

Asia

Bangladesh 2003

Rural Bangladesh (2003–2005)

RCT of home-based management of newborn infections by community health workers

Days 1, 3, 7, but if sick, daily visits made to complete antibiotic therapy and stress completion

Babies receiving at least one postnatal home visit increased from 46 to 79 % from beginning to end of study, timing unclear

Follow-up visit within 24 h for those who did not complete referral

Study staff (CHW) to government subdistrict hospitals, distinguished between completion to qualified vs. unqualified source, 38 % of those who sought care from qualified provider sought care from private sector

No timing indicated

Projanhmo 1 [14]

Bangladesh 2004

Rural Bangladesh (2004–2006)

Study on improvement of household careseeking behavior through community health worker engagement

Days 1, 3, 6, 9, 28

73 % were assessed at least once, 54 % within first two days of birth

Referral slips, birth and neonatal care preparedness cards, referral tracking form, free care if coming to referral facility, system of emergency transport, training of TBAs

Study staff (CHW) to Kumudini Hospital, home-based care offered if refused

No timing indicated

Projanhmo 2 [12, 13]

Nepal 2002

Rural Nepal (2002–2005)

RCTs of chlorhexidine application on newborn skin and/or umbilical cord for reduction of neonatal infections and associated mortality

Days 1, 2, 3, 4, 6, 8, 10, 12, 14, 21, 28

~62 % receiving first visit within 24 h, 96 % receiving first visit within 3 days

No facilitation

Study staff (CHW-level) to nearest facility

Care sought within 28 days of life

Nepal Newborn Washing Study [15–17]

Nepal 2005

Rural Nepal (2005–2007)

Study on offering home-based care and referral for possible severe bacterial infection

Active (within 24 h of delivery), then passive up to 2 months. Graduation visit made at 2 months.

63 % within seven days of birth, 97 % for two-month follow-up visit

No facilitation

Female Community Health Volunteers to Facility Based – CHWs

Care sought within 28 days of life

Morang Innovative Neonatal Intervention (MINI)a [11]

Pakistan 2011

Rural Pakistan

Study on identification of etiologies of newborn sepsis

Days 2, 6, 13, 20, 27, 34, 41, 48, 59

90 % of enrolled newborns were followed at scheduled visits

Provided transport for referral to health facility. Follow-up visit within 24 h for those who did not complete referral

Study staff (CHW) to facility, study physicians at facility to tertiary facility

No timing indicated

Aetiology of Neonatal Infection in South Asia (ANISA) (unpublished)a

Africa

Ghana 2008

Rural Ghana (2008–2009)

RCT on improving neonatal health by training existing community-based surveillance volunteers to identify and conduct ANC/PNC visits

Days 1, 3, 7

63 % with at least one postnatal visit, 53 % in representative subsample had first visit on day of delivery or day after

Training and incentives for volunteers, materials and supervision for hospital newborn care strengthening and sensitization activities, referral card, counselled on keeping baby warm and frequent bf, dialoged and problem-solved around barriers, 24-h follow-up to check compliance, counselling at 2nd and 3rd PNC visits on five illness signs (stopped or poor feeding, too hot or too cold, difficult or fast breathing, jaundice, less active/lethargy)

Community-based surveillance volunteers to hospital or clinic, urban residents tended to comply to hospitals/clinics, rural residents to health center

No timing indicated

Newhintsa [8, 34]

South Africa 2008

Urban South Africa (2008–2011)

RCT on home visit package to improve essential maternal/newborn care and PMTCT

First 24–48 h, day 3/4, day 10–14, within 3–4 weeks, after 6 weeks.

59 % received the first post-natal visit and of these 73 % within 48 h after discharge from hospital following delivery

Training and incentives referral slips, Partner Defined Quality approach to improve facility quality

Pre-existing CHW cadre to local PHC clinic

Care sought within 28 days of life

Good Starta [9]

Uganda 2009

Rural Uganda (2009–2011)

RCT on integrated maternal-newborn care package linking communities to facilities

Days 1, 3, 7, then quarterly surveys to follow up on referred newborns

N/A

Facility improvement, provision of referral forms, follow-up visit within 24 h

Pre-existing CHW cadre to hospital or health center grades II-IV (II and III are PHC clinics)

Within 24 h of referral

Uganda Newborn Survival Study (UNEST) [10]a

  1. aReceived unpublished data