Unmet mental health care need 10–11 years after the 9/11 terrorist attacks: 2011–2012 results from the World Trade Center Health Registry
© Ghuman et al.; licensee BioMed Central Ltd. 2014
Received: 30 December 2013
Accepted: 29 April 2014
Published: 22 May 2014
There is little current information about the unmet mental health care need (UMHCN) and reasons for it among those exposed to the World Trade Center (WTC) terrorist attacks. The purpose of this study was to assess the level of UMHCN among symptomatic individuals enrolled in the WTC Health Registry (WTCHR) in 2011–2012, and to analyze the relationship between UMHCN due to attitudinal, cost, and access factors and mental health symptom severity, mental health care utilization, health insurance availability, and social support.
The WTCHR is a prospective cohort study of individuals with reported exposure to the 2001 WTC attacks. This study used data from 9,803 adults who completed the 2003–2004 (Wave 1) and 2011–2012 (Wave 3) surveys and had posttraumatic stress disorder (PTSD) or depression in 2011–2012. We estimated logistic regression models relating perceived attitudinal, cost and access barriers to symptom severity, health care utilization, a lack of health insurance, and social support after adjusting for sociodemographic characteristics.
Slightly more than one-third (34.2%) of study participants reported an UMHCN. Symptom severity was a strong predictor of UMHCN due to attitudinal and perceived cost and access reasons. Attitudinal UMHCN was common among those not using mental health services, particularly those with relatively severe mental health symptoms. Cost-related UMHCN was significantly associated with a lack of health insurance but not service usage. Access-related barriers were significantly more common among those who did not use any mental health services. A higher level of social support served as an important buffer against cost and access UMHCN.
A significant proportion of individuals exposed to the WTC attacks with depression or PTSD 10 years later reported an UMHCN, and individuals with more severe and disabling conditions, those who lacked health insurance, and those with low levels of social support were particularly vulnerable.
KeywordsUnmet mental health care need World Trade Center disaster September 11, 2001 9/11 Barriers to mental health care Posttraumatic stress disorder (PTSD) Depression Comorbid PTSD and depression Functional impairment
The mental health consequences of terrorism are the subject of a sizable literature, but only a few studies are devoted to the unmet mental health care need (UMHCN) of those affected [1–3]. To our knowledge, there is no current information on the UMHCN of those exposed to the September 11, 2001 World Trade Center (WTC) attacks. Studies conducted in New York City (NYC) within 2 years of the disaster showed that people with mental health symptoms delayed or failed to seek treatment due to financial and access problems and a reluctance to seek care [4, 5]. A renewed interest in the UMHCN of exposed persons has arisen due to the recent release of public funds for monitoring and treatment of 9/11-related health conditions, which includes the provision of mental health services at no out of pocket cost for those who are eligible .
The prevalence of probable posttraumatic stress disorder (PTSD) after a disaster varies by the type and severity of exposure, individual risk factors, and the study methodology . In previous disaster studies that used random or systematic samples, the prevalence of PTSD among adults varied from less than 5% to as high as 40% among highly exposed survivors of the 1989 Newcastle earthquake . Numerous studies have indicated a substantial burden of disease due to mental health problems among persons with reported exposure to 9/11 [9–12]. In the WTC Health Registry (WTCHR) cohort, 19% of individuals who had no prior history of PTSD exhibited PTSD symptoms 5 to 6 years after the disaster . An application of this rate to the total persons exposed to 9/11 as defined by the Registry indicates an estimated 61,000 adults with probable PTSD [13, 14]. The National Comorbidity Survey Replication indicated a median lag of 12 years between PTSD onset and initial treatment contact . Therefore, the decision to seek mental health care among those exposed to 9/11 is likely to be protracted with many symptomatic individuals only recently considering treatment. The delay in both onset of mental health symptoms and initiation of treatment indicates the need for a current assessment of the UMHCN of those exposed to the 9/11 attacks.
The importance of assessing UMHCN now among 9/11-affected individuals arises in the context of several trends. Contact with health care professionals for mental health issues has increased as more people with mental illnesses are covered by insurance . Nevertheless, nearly one in three (32%) persons with mental health disorders such as major depression report UMHCN, and symptomatic individuals increasingly cite cost as a barrier to obtaining care [17, 18]. In addition, attitudes indicating low treatment acceptability have lessened only modestly over time, and among those with symptoms, are associated with not seeking and failing to complete treatment [19–22]. Findings from the WTCHR showed that 5 to 6 years after 9/11, 20% of individuals with a diagnosed mental health condition reported UMHCN . UMHCN was furthermore found to be associated with lower quality of life as measured by poor mental health days and low levels of social support.
There are important gaps in the current knowledge of UMHCN among those exposed to 9/11. In this study we consider three major types of UMHCN related to attitudinal, access and cost barriers. Information is lacking on the prevalence of each type of UMHCN due to attitudinal (e.g. being afraid to ask for help), cost, or access (e.g. an inability to locate a provider) factors, and on the relationship between each type of UMHCN and the severity of illness. We used 2011–2012 data on individuals with probable PTSD or depression from the WTCHR to examine the relationship between UMHCN and sociodemographic, health care (use of mental health services, lack of health insurance), and social support variables. A second aim was to investigate the UMHCN of those with a greater burden of illness, and the relationship between type of UMHCN and symptom severity as measured by the presence of comorbid PTSD and depression and functional impairment. Finally, we analyzed the association of attitudinal, cost, and access UMHCN with health care utilization, symptom severity, the availability of health insurance, and social support.
The WTCHR is a cohort study designed to monitor the physical and mental health status and health care need of a diverse population with reported exposure to the 9/11 attacks in NYC. A detailed description of study methods is available elsewhere . The sample was identified using lists provided by employers and government agencies (30% “list-identified”) or was recruited through outreach campaigns (70% “self-identified”). In 2003–2004 (Wave 1), a total of 71,434 individuals completed an interview via telephone (95%) or in person (5%). Registry coverage of the total eligible population of persons potentially physically exposed to WTC dust and debris is an estimated 17%, varying from 34% among rescue and recovery workers, 26% of residents south of Canal Street, and 12% of building occupants, passersby, and people in transit south of Chambers Street on September 11, 2001 . In 2006–2007, the Wave 2 survey was completed by 46,602 individuals who also had a complete interview upon enrollment in 2003–2004 (Wave 1) . The Wave 3 survey was completed in 2011–2012 by 43,134 individuals . The Centers for Disease Control and Prevention (CDC) and the New York City Department of Health and Mental Hygiene (DOHMH) institutional review boards approved the study protocol.
This analysis focused on adults who completed the 2011–2012 (Wave 3) surveys and had symptoms of probable PTSD or depression in Wave 3. The prevalence of PTSD or depression in the adult population who completed Wave 3 was 23%. We excluded the small number (n = 14) of individuals who were staff or students in schools south of Canal Street and were not in any other eligibility group. The final study sample was 9,803 individuals.
The Wave 1 interview provided data on sociodemographic characteristics: eligibility group (rescue and recovery workers, residents, and building occupants or those in transit), gender, race/ethnicity, education level, and household income in 2002. UMHCN, mental health, health care, and social support variables are from the Wave 3 survey and thus represent the most recent assessment of mental health symptoms and UMHCN of the Registry cohort.
Reasons for UMHCN by type, World Trade Center Health Registry, 2011–2012
Preferred to manage myself, didn’t think anything could help, afraid to ask for help or of what others would think, didn’t get around to it or didn’t bother
Couldn’t afford to pay, no insurance or not covered by insurance
Did not know where to go or what kind of doctor to go to for care, problems with transportation, scheduling, childcare, or other family responsibilities, unable to find a provider who could diagnose or treat condition
Probable PTSD was assessed with the stressor-specific PTSD Checklist-Civilian version (PCL). The PCL consists of 17 items based on the Diagnostic and Statistical Manual of Mental Disorders (Fourth Edition) criteria that are linked to exposure to the events of 9/11 . Each item refers to symptoms during the past 30 days and is scored on a scale from 1 to 5. Consistent with prior published Registry analyses, a score of 44 or greater on the PCL indicated probable PTSD [26, 27]. Depression was assessed with the 8-item Patient Health Questionnaire (PHQ). Each item refers to symptoms in the past 2 weeks and is scored from 0 to 4, with a score above 10 indicating probable moderate to severe depression . Comorbidity was defined as the co-occurrence of probable PTSD and depression.
Symptom severity level by functional impairment and presence or absence of comorbid mental health condition
Comorbid PTSD and depression
Levels of functional impairmenta
None or low
Very high severity
Health care variables
Use of mental health services was defined as having seen a doctor or health professional or taking any prescription medicine in the preceding year for depression, PTSD, anxiety disorder other than PTSD or nerves, emotions, and other mental health problems. Individuals were classified according to whether they lacked health insurance at any point in the preceding year.
We considered the main dimensions of social support from the literature on sociology and psychology including “perceived” support, or one’s assessment of the emotional support received from social networks and “received” support, which refers to the instrumental or informational assistance provided by one’s network . In a previous study of social support and UMHCN, different elements of perceived and received support such as “tangible” support (e.g. assistance with meal preparation), “affection”, “positive social interaction” (e.g. someone to have a good time with), and “emotional support” (e.g. someone to understand one’s problems) were considered separately . There are five items in the Registry questionnaire that pertain to perceived or received support including: how often someone is available to take the respondent to the doctor, have a good time with them, hug them, prepare meals if they are unable to do it themselves, and understand their problems. We calculated Cronbach’s alpha for these five items. Cronbach’s alpha is a common estimate of the internal reliability of a psychometric test and ranges from 0 to 1 . The alpha estimate for these items in our sample was 0.88, indicating that they have a high degree of internal consistency. Accordingly, an index of social support was created by summing the five items; the index ranges from 0 to 20 and for the analysis, scores were classified into quartiles.
We calculated the prevalence of UMHCN by sociodemographic, mental health, health care, and social support variables. The statistical significance of the association of each variable with UMHCN was tested with a chi-square statistic and is indicated by a p-value that is less than .01 or .05. We then calculated the prevalence of attitudinal, cost, and access UMHCN for each level of symptom severity and further stratified the prevalences by use and non-use of mental health services in the preceding year. Multivariate logistic models were used to show the association between the three types of UMHCN and symptom severity, health care variables (use of mental health services and lack of health insurance), and social support after controlling for sociodemographic characteristics. We tested for interaction terms between symptom severity and the use of mental health services and retained statistically significant interaction terms in the final models.
All analyses were conducted using SAS version 9.2.
Sample characteristics and UMHCN
UMHCN characteristics of respondents with PTSD or depression, World Trade Center Health Registry, 2011 - 2012
Rescue and recovery
Occupants or in transit
Age (on Sept 11, 2001)
Hispanic or latino
Multiracial or other
Up to high school graduate
Some college or technical school
Household income in 2002 ($000’s)
Less than 25
25 to 50
50 to 75
75 to 100
Mental health variables
Comorbid PTSD and depression
Level of functional difficulty a
None or low
Symptom severity a
Health care variables
Used any mental health services in past year
Lacked insurance at any point in past year
Social support index
0 - 6
7 - 11
12 - 15
16 - 20
UMHCN was reported by slightly over one-third (34.2%) of the study sample. It was higher among women (38.2%) compared with men (31.3%), and was associated with younger age (i.e., 43.2% of 18–34 year olds reported UMHCN as compared to 25.2% of those 55 and over), higher education level (i.e., a college education), and lower household income in 2002. All of these associations are statistically significant with a p-value < .05. The severity of mental health symptoms, health care, and social support variables had similarly strong associations with UMHCN. The prevalence of UMHCN was 18.8% among those with low severity symptoms as compared to 31.1%, 41.0%, and 48.6% among those with medium, high, and very high severity symptoms. UMHCN was common among persons who lacked insurance in the preceding year (59.6%) as compared to 30.3% of those who did not lack insurance. Slightly over 45% of people with the lowest level of social support reported UMHCN as compared to 22.7% of those with the highest level of support.
Association of UMHCN type with symptom severity
UMHCN type by mental health service use and symptom severity, World Trade Center Health Registry, 2011 - 2012
Symptom severity level (%)
(N = 2,185)a
(N = 3,008)a
(N = 2,214)a
(N = 1,908)a
Used mental health services in past yearb
Adjusted odds ratios for UMHCN by type
Adjusted odds ratios for association of UMHCN type with symptom severity, health care variables and social support, World Trade Center Health Registry 2011–2012 (N = 8,142) a
Used any mental health services in past year
Lacked insurance at any point in past year
Social support index
0 to 6
7 to 11
12 to 15
16 to 20
Association of symptom severity by mental health service use
Low severity, not using services
Medium severity, not using services
High severity, not using services
Very high severity, not using services
Low severity, using services
Medium severity, using services
High severity, using services
Very high severity, using services
The analysis confirmed a strong association of symptom severity with attitudinal UMHCN. Among individuals who had not used any mental health services in the preceding year, those with medium, high, and very high severity symptoms were 2.7 (95% CI = 2.2, 3.3), 3.6 (95% CI = 2.9, 4.5), and 5.8 (95% CI = 4.5, 7.5) times more likely to perceive an attitudinal UMHCN than those who had low severity symptoms. Persons with medium, high, and very high severity symptoms who were using services were also 1.6 (95% CI = 1.2, 2.0), 2.0 (95% CI = 1.5, 2.5), and 2.1 (95% CI = 1.7, 2.6) times more likely to report an attitudinal UMHCN than the low severity group that had not used any mental health services.
Cost and access UMHCN had strong dose–response associations with symptom severity, and the magnitude of the relationship was similar for both types of need. The AORs for cost UMHCN were 2.0 (95% CI = 1.6, 2.5) for medium severity, 2.7 for high severity (95% CI = 2.2, 3.5), and 4.2 for very high severity symptom level (95% CI = 3.3, 5.4). Cost UMHCN was 8.2 times higher among individuals who lacked health insurance at any time in the preceding year (95% CI = 7.0, 9.7). In addition, access UMHCN was 1.4 times more likely among those who lacked insurance (95% CI = 1.1, 1.7) and 1.3 times higher among service non-users (95% CI = 1.1, 1.5).
Social support was strongly associated with UMHCN and the magnitude of the relationship of cost and access UMHCN with social support was similar. The AORs for cost UMHCN were 2.9 for a score of 0 to 6 on the social support index (95% CI = 2.3, 3.6), 1.9 for values of 7 to 11 (95% CI = 1.5, 2.4), and 1.6 for a score of 12 to 15 (95% CI = 1.2, 2.0). Attitudinal UMHCN was also associated with lower levels of social support, although the strength of the association was weaker as compared to cost and access UMHCN.
Individuals in the WTCHR cohort with PTSD or depression at the time of the 2011–2012 survey continue to display a significant burden of UMHCN and poor quality of life due to mental health conditions. Recent findings from the Wave 3 (2011–2012) WTCHR survey showed that slightly more than one in three individuals with PTSD or depression reported an UMHCN, a level similar to that reported in previous nationally representative samples of individuals with mental health symptoms [17, 31]. Two-thirds of study participants reported poor quality of life in terms of functional impairment that lasted for longer than a month in the preceding year. The severity of mental health symptoms as measured by functional impairment and comorbidity was strongly associated with perception of an attitudinal, cost, and access-related UMHCN. The association of UMHCN and symptom severity remained strong after controlling for a wide range of sociodemographic variables, mental health care utilization, the availability of health insurance, and social support.
We found that perceived attitudinal barriers to seeking care were common among individuals with relatively severe mental health symptoms who had not used services. Previous studies have also shown that attitudinal barriers, such as wanting to handle a problem on their own and ambivalence about the effectiveness or quality of mental health care, are frequently cited as reasons for not initiating and discontinuing treatment by individuals with severe mental health conditions [15, 20]. Cost-related barriers were common among service users and non-users and were associated with a lack of health insurance. Access problems, such as not knowing where to go for care or an inability to find an appropriate provider, were more common among mental health service non-users, suggesting that they serve as important deterrents to seeking care. Consistent with previous studies, we found that social support serves as a protective factor against cost and access UMHCN in particular, which likely reflects its role in reducing the informational, logistical, and affordability barriers involved in treatment initiation and continuation [21, 32].
UMHCN as perceived by individuals is but one way to measure the complex concept of need for mental health care . Reliance on direct individual assessment of need avoids the assumption that the presence of a mental health symptom or the non-use of mental health services indicates unmet need for treatment . A limitation of this measure of unmet need is that individual perception is subjective and people may not report a need if, for example, they are uninformed about treatment options, fear disclosing their condition or lack the resources to seek care . However, the strong association of perceived UMHCN with the severity of mental health symptoms shown in this study and in previous literature indicates that this measure still conveys important information about vulnerability and in turn, the need for care [17, 21].
These findings show that there is substantial UMHCN among individuals with mental health symptoms who were exposed to the WTC attack despite the widespread availability of treatment for 9/11-related mental health conditions. This suggests that expanded outreach is necessary to reach these individuals and inform them about treatment options and to encourage them to seek care. For example, the access barriers we report in this study (e.g. not knowing where to go for care or being unable to find a provider) may reflect a lack of awareness about the 9/11 treatment programs that can be addressed with individualized outreach programs. Research is needed to better understand the real and perceived barriers to 9/11-related health care, particularly among those with comorbid and more severe mental health symptoms who report the highest levels of UMHCN, so that these barriers can be removed and individuals can be connected to services.
A variety of broad public education campaigns have been conducted to reach 9/11-exposed individuals and inform them of treatment options. In addition, several outreach programs are in place to reach those eligible for 9/11-related treatment programs. For example, since 2009 the WTCHR has conducted the Treatment Referral Program (TRP), which contacts enrollees who lived or worked in the 9/11 disaster area and report a physical and/or mental health symptom to encourage them to seek care from 9/11-specialty providers . Such programs attempt to reduce the cost and access barriers reported in this study by connecting individuals to mental health services at no out of pocket cost at a specific location. TRP staff trained in motivational interviewing engage with symptomatic enrollees to discuss their concerns about the decision to seek treatment in an attempt to address attitudinal barriers. To date, more than 1,100 enrollees have made their first appointment with a 9/11-specialty care site through the TRP.
Strengths and limitations
The diversity and size of the Registry allows for reporting of levels of UMHCN across a range of sociodemographic characteristics and accounts for a large number of symptomatic individuals with reported exposure to the 9/11 attacks in NYC. In addition, the study was able to describe the level of UMHCN among those with mental health symptoms using two well-validated and widely used measures, the PHQ-8 and the PCL. A limitation is that UMHCN is measured with a single survey item that is subject to measurement error. Respondents likely evaluate UMHCN not only based on clinical need but varying expectations about health services they should receive, knowledge of the mental health system, and other factors . For example, some may have interpreted the UMHCN question to include a limited set of mental health treatments rather than the full range of alternatives available to them. The nine options available to respondents to specify the reason for UMHCN represent a wide range of factors but may still not capture the full range of individual experience.
Registry enrollees that were self-identified may not be representative of those exposed. To minimize selection bias, the WTCHR was designed based on a comprehensive set of data sources including lists of likely exposed individuals to maximize coverage of the eligible population . In this study, list-identified respondents were more likely to report UMHCN as compared to self-identified enrollees (OR = 1.1, 95% CI = 1.0, 1.3), but addition of a control for list-identification as compared to self-identification did not change the multivariate results shown substantially. Among the Wave 1 enrollees who were eligible, 63% participated in the Wave 3 Registry survey . We were unable to ascertain differences in Wave 1 or Wave 2 UMHCN among Wave 3 participants and non-participants because the measure of UMHCN we analyzed in this study was not administered in the two earlier surveys. The association of Wave 3 survey participation status with probable PTSD at Wave 1 was statistically significant but small in magnitude. Enrollees who completed all 3 Registry surveys were less likely to have probable PTSD in the Wave 3 survey than those who completed Wave 3 but not Wave 2. Because we do not restrict this study to those who participated in all 3 Registry surveys we did not introduce bias due to the better health status of this group.
This analysis informs the ongoing outreach efforts and research necessary to address the unmet mental health treatment need of individuals exposed to the 9/11 disaster. A significantly large group of individuals with PTSD or depression reported an UMHCN ten years after 9/11. Unmet need occurs due to a range of attitudinal, cost, and access barriers. Availability of health insurance and perceived social support served as protective factors against UMHCN due to access and cost barriers in particular. Individuals with severe conditions characterized by functional impairment and comorbid mental health symptoms are more likely to report UMHCN, with mental health service non-users displaying particularly strong attitudinal barriers to seeking treatment. Outreach programs are one avenue to address UMHCN and to encourage individuals to avail of affordable and accessible care from a specialty mental health provider available to those exposed to the 9/11 disaster.
This publication was supported by Cooperative Agreement Numbers 2U50OH009739 and 1U50OH009739 from CDC-NIOSH, and U50/ATU272750 from CDC-ATSDR, which included support from CDC-NCEH and the New York City Department of Health and Mental Hygiene (NYC DOHMH). Its contents are solely the responsibility of the authors and do not necessarily represent the official views of CDC. We are grateful to the following NYC DOHMH employees, Kimberly Caramanica, Carolyn Greene, James Hadler, Carey Maslow, and Alice Welch for their helpful input.
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